Fiduciary Compliance QA Lead

U.S. Bank; Northern (KY); Hybrid; USD 98,000 - 116,000; Full time

Job summary

U.S. Bank is seeking a Compliance Quality Assurance (CQA) Lead Analyst to administer and execute testing within the Independent Risk Review and Assessment (IRRA) second line. The role partners with BUs and risk professionals to ensure fiduciary/trust compliance and to identify and mitigate control weaknesses.

The Lead Analyst provides oversight, drafts reports, and communicates results to senior leadership. Location flexibility includes multiple U.S. Bank sites with in-person work requirements.

Qualifications

• Bachelor's degree or equivalent work experience.
• Experience with fiduciary or investment-related services.
• Ability to identify and communicate risks to leadership.
• Strong analytical and problem-solving abilities.

Responsibilities

• Partner with BUs and Risk, Compliance, and Audit to help create and maintain an effective risk management framework.
• Complete projects/activities to confirm fiduciary/trust compliance with laws and regulations.
• Identify control and process weaknesses through testing activities.
• Communicate testing results and draft reports; escalate significant risks as needed.
• Provide oversight and coaching to supporting Analysts.

Skills

Fiduciary principles

Trust administration

Discretionary investment management

Fiduciary laws and regulations

Risk assessments

Audits/compliance reviews

Regulatory examinations

Analytical skills

Project management

Written and verbal communication

Certifications incl. JD

Education

Juris Doctor (JD)

Job description

U.S. Bank is seeking a Compliance Quality Assurance (CQA) Lead Analyst to administer and execute testing within the Independent Risk Review and Assessment (IRRA) second line. The role partners with BUs and risk professionals to ensure fiduciary/trust compliance and to identify and mitigate control weaknesses.

The Lead Analyst provides oversight, drafts reports, and communicates results to senior leadership. Location flexibility includes multiple U.S. Bank sites with in-person work requirements.