Expert Network Compliance Analyst

AlphaSense; United States; On-site; USD 65,000 - 90,000; Full time

Job summary

AlphaSense is seeking a Compliance Analyst for its Expert Network in a fast-paced tech environment. You will review expert candidates for client projects, conduct onboarding and MNPI assessments, and guide sourcing teams on compliance requirements and processes.

You will respond to client questions, support ongoing compliance needs, and help maintain documentation and policies. A background in compliance and detail-oriented problem-solving is essential.

Qualifications

• 2–4 years of experience in compliance, legal operations, or a related field.
• Interest in compliance concepts relevant to expert networks including confidentiality, MNPI, and insider trading considerations.
• Strong attention to detail and ability to follow established policies and procedures.

Responsibilities

• Review prospective experts for client projects to identify compliance considerations and confirm sourcing is allowed under AlphaSense policies.
• Perform expert onboarding and compliance reviews, assessing employment history, topics, confidentiality obligations and MNPI concerns.
• Serve as a day-to-day compliance resource for sourcing teams, providing guidance and escalating complex matters as needed.
• Support client onboarding by reviewing requirements, establishing sourcing protocols, and communicating requirements accurately.
• Maintain records of reviews, decisions, and client requirements; contribute to policy materials and training.

Skills

Detail-oriented

Analytical skills

Problem-solving

English communication

Organizational skills

Job description

AlphaSense is seeking a Compliance Analyst for its Expert Network in a fast-paced tech environment. You will review expert candidates for client projects, conduct onboarding and MNPI assessments, and guide sourcing teams on compliance requirements and processes.

You will respond to client questions, support ongoing compliance needs, and help maintain documentation and policies. A background in compliance and detail-oriented problem-solving is essential.