Ethics & Compliance Consultant — Regulatory Risk Advisor

ACA Group; Oregon; On-site; USD 70,000 - 85,000; Full time

Benefits offered by this job

Medical coverage

Dental coverage

401(k) plan

Paid time off

Flexible work environment

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group is seeking a Compliance Consultant to support supervisors, relationship managers, and engagement leads in delivering ACA's Code of Ethics programs. You will administer personal trading surveillance, employee certifications, disclosures, and related regulatory reviews.

The role emphasizes client service, regulatory knowledge, training, and collaboration across teams, with opportunities to mentor analysts and contribute to training and business development.

Qualifications

• Bachelor’s degree required in a related field or equivalent experience.
• At least three years in regulatory compliance or related roles with exposure to U.S. securities laws.
• Knowledge of federal securities laws and related regulatory positions.

Responsibilities

• Build and maintain client relationships and guide on compliance requirements.
• Manage implementation and oversight of personal trading surveillance programs.
• Oversee compliance monitoring activities and disclosure processes.
• Lead client discussions on outside activities, gifts, and conflicts of interest.
• Prepare reports and present findings to clients and internal teams.

Skills

Client relationship management

Discretion

Communication skills

Attention to detail

Project leadership

Regulatory knowledge

Education

Bachelor’s degree

Regulatory compliance experience

Tools

ComplianceAlpha

RegTech tools

Job description

ACA Group is seeking a Compliance Consultant to support supervisors, relationship managers, and engagement leads in delivering ACA's Code of Ethics programs. You will administer personal trading surveillance, employee certifications, disclosures, and related regulatory reviews.

The role emphasizes client service, regulatory knowledge, training, and collaboration across teams, with opportunities to mentor analysts and contribute to training and business development.