Code of Ethics Compliance Consultant

ACA Group; Chattanooga (TN); On-site; USD 70,000 - 85,000; Full time

Benefits offered by this job

Medical and dental coverage

401(k) plans

Paid time off

Flexible work environment

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group is seeking a Compliance professional to partner with supervisors and engagement leads, delivering Code of Ethics offerings. You will administer surveillance programs, certifications, and disclosures while staying current with evolving regulations and best practices.

In this role you’ll mentor analysts, lead client discussions on ethics matters, and support managed services projects across ACA’s client engagements, contributing to internal training and knowledge resources.

Qualifications

• Bachelor’s degree in a relevant field or equivalent experience in regulatory compliance.
• Knowledge of federal securities laws and related regulatory frameworks.
• Experience in regulatory compliance roles or as an examiner/attorney is preferred.

Responsibilities

• Lead and support Code of Ethics compliance programs and related reviews.
• Oversee personal trading surveillance programs and employee certifications.
• Monitor outside business activity disclosures, political contributions, gifts, and entertainment reviews.
• Consult with clients, manage service delivery, and mentor junior staff.
• Prepare and present regulatory risk assessments, findings, and remediation plans.
• Design questionnaires, attestations, and disclosures to support client programs.
• Support business development, thought leadership, and marketing initiatives.

Skills

Compliance

Regulatory knowledge

Data analysis

Education

Bachelor's degree

Tools

ComplianceAlpha

Job description

ACA Group is seeking a Compliance professional to partner with supervisors and engagement leads, delivering Code of Ethics offerings. You will administer surveillance programs, certifications, and disclosures while staying current with evolving regulations and best practices.

In this role you’ll mentor analysts, lead client discussions on ethics matters, and support managed services projects across ACA’s client engagements, contributing to internal training and knowledge resources.