Equity Trader

Jobtailor

Arizona

On-site

USD 55,000 - 75,000

Full time

14 days+

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Job summary

Osaic Advisor Network is seeking a customer-focused service professional to support trading needs for representatives. You will process equity and option transactions, field inquiries about securities, policies, quotes, and fees, and help resolve trade errors while ensuring compliance with market guidelines.

The role requires a high school diploma (Bachelor's preferred), FINRA Series 7 and 63 licenses, strong MS Office skills, and the ability to work independently and as part of a team in an

Qualifications

Minimum high school diploma or equivalent required.
1+ years of customer service or contact center experience.
FINRA Series 7 and 63 licenses required.
Bachelor's degree preferred; business, finance, or related field preferred.
Proficiency in Microsoft Word, Excel, Internet Explorer, Outlook, and PowerPoint.
Strong customer focus orientation and attention to detail.

Responsibilities

Service trading needs of representatives for the Osaic Advisor Network.
Process and facilitate equity and option transactions from representatives.
Field inquiries regarding securities, policies, quotes, and fees.
Process trade errors for the firm and representatives.
Review transactions for alignment with market and firm guidelines.
Prioritize information requiring immediate attention and follow-up.
Provide educational and trade platform navigational guidance.
Manage risk and support equity trading activities.
Perform other duties as assigned.

Skills

Customer service

Attention to detail

Analytical mindset

Problem-solving

Communication

Independent work

Teamwork

Self-motivated

Education

High School Diploma

Bachelor's Degree Preferred

Tools

Microsoft Word

Microsoft Excel

Internet Explorer

Outlook

PowerPoint

Salesforce (CRM)

Job description

Service the trading needs of representatives for the Osaic Advisor Network
Process and facilitate equity and option transactions from representatives
Field inquiries regarding securities, policies, quotes, and fees
Process trade errors for the firm and representatives
Review transactions for alignment with market and firm guidelines
Prioritize information requiring immediate attention
Ensure timely follow-up on issues and inquiries
Provide educational and trade platform navigational guidance
Manage risk and support equity trading activities
Perform other duties as assigned

Requirements

Minimum high school diploma or equivalent required
Bachelor's degree preferred; business, finance, or related field preferred
Significant experience may be considered in lieu of a bachelor's degree
1+ years of customer service or contact center experience
FINRA Series 7 and 63 licenses required
Proficiency in Microsoft Word, Excel, Internet Explorer, Outlook, and PowerPoint
Excellent communication and organizational skills
Basic technical skills and ability to navigate various systems
Strong customer focus orientation
High attention to detail and analytical mindset
Problem-solving skills
Ability to work independently while maintaining high quality
Self-motivated and able to meet departmental expectations and deadlines
Ability to participate and contribute to a team environment
Preferred: 1+ years of financial services operations or broker-dealer experience
CRM/Salesforce experience preferred
Must be located at one of Osaic's listed hubs and willing to work at least 4 days weekly in the office

Core Competencies

Demonstrates strong customer service skills with a focus on equity trading and transaction processing, while effectively managing risk and adhering to compliance guidelines. Proficient in navigating trade platforms and providing educational support to representatives.

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