Entry-Level Compliance Analyst: Regulatory & Onboarding

LevelUP HCS; New York (NY); On-site; USD 65,000 - 85,000; Full time

Job summary

A leading investment bank is seeking an Analyst to join its Legal and Compliance department. The role involves assisting the Core Compliance Regulatory team by managing employee personal account disclosures and handling inquiries within the automated compliance system. Ideal candidates should have a B.A. and strong proficiency in Microsoft Office, alongside excellent organizational and communication skills. This position offers a solid entry-level career path within the compliance sector.

Qualifications

• Valid United States work authorization required.
• Detail-oriented with the ability to manage multiple tasks.

Responsibilities

• Assist with managing employee personal account disclosures.
• Handle employee outreach and incoming questions.
• Learn Regulatory team functions, including onboarding and exam scheduling.

Skills

Proficiency in Microsoft Office Suite

Strong organizational skills

Effective communication

Detail-oriented

Ability to prioritize tasks

Education

B.A.

Job description

A leading investment bank is seeking an Analyst to join its Legal and Compliance department. The role involves assisting the Core Compliance Regulatory team by managing employee personal account disclosures and handling inquiries within the automated compliance system. Ideal candidates should have a B.A. and strong proficiency in Microsoft Office, alongside excellent organizational and communication skills. This position offers a solid entry-level career path within the compliance sector.