Enterprise Risk Associate - KPI & Governance Focus

Axos® Clearing, A Subsidiary of Axos Financial; Omaha (NE); On-site; USD 70,000 - 100,000; Full time

Benefits offered by this job

Medical, Dental, Vision, and Life Ins.

Paid Sick Leave, vacation and holidays

401(k) with employer match

Job summary

Axos Clearing, A Subsidiary of Axos Financial, is seeking an Enterprise Risk Associate to monitor and report on KRIs/KPIs, track enterprise risks, and partner with business units to document controls, issues, and remediation plans. The role supports risk governance through data analysis and board-level reporting.

You will drive enhancements to risk management processes, engage with senior leadership, and contribute to governance activities across the organization.

Qualifications

• 2-5 years of experience in the Financial Services or Brokerage Industry.
• 2-5 years of experience in Risk Management within the Financial Services or Brokerage Industry.
• College degree preferably in accounting, economics or finance, or equivalent experience.
• FINRA licenses 7, 63, and 24 (preferred, not required)

Responsibilities

• Establish and monitor KRIs/KPIs, including automation of calculation and monitoring.
• Collaborate with Risk and lines of business to document and track risks, controls, actions, and KRIs.
• Communicate with business units to ensure data integrity for risk reporting and governance.
• Support enterprise risk governance and board/management reporting enhancements.

Skills

KRIs/KPIs monitoring

Risk reporting

Data analysis

Education

College degree in accounting/economics/finance

Tools

FINRA licenses 7, 63, 24

Job description

Axos Clearing, A Subsidiary of Axos Financial, is seeking an Enterprise Risk Associate to monitor and report on KRIs/KPIs, track enterprise risks, and partner with business units to document controls, issues, and remediation plans. The role supports risk governance through data analysis and board-level reporting.

You will drive enhancements to risk management processes, engage with senior leadership, and contribute to governance activities across the organization.