Emerging Funds Compliance Professional

Alger; New York (NY); On-site; USD 80,000 - 100,000; Full time

Benefits offered by this job

Discretionary bonus

Competitive compensation

Job summary

Alger seeks a Junior Compliance Officer in New York to support the legal and compliance teams. You will help draft, edit, revise and review regulatory documents, contracts, and board materials, ensuring alignment with applicable laws and firm policies.

With 2–4 years of fund experience, you will assist in SEC and FINRA compliance, organize board materials, and help develop policies to detect violations while maintaining high attention to detail and excellent written communication skills.

Qualifications

• Bachelor's degree in Finance, Business Administration, Legal Studies or related field
• GPA 3.0+ on a 4.0 scale
• 2–4 years' prior experience with mutual funds or ETFs
• Detail-oriented with strong organizational and writing skills
• Ability to manage multiple priorities and work under pressure

Responsibilities

• Assist in drafting, editing, revising, and reviewing regulatory documents and policies
• Prepare contracts and filings for U.S. and non-U.S. funds
• Compile board meeting materials and draft minutes
• Review disclosure documents and marketing materials
• Support SEC and FINRA compliance requirements
• Develop and implement policies to detect securities law violations

Skills

Word

Excel

EDGAR

Mutual fund/ETF knowledge

Education

Bachelor's degree in Finance, Business Administration, Legal Studies or related field

GPA 3.0+ on a 4.0 scale

Job description

Alger seeks a Junior Compliance Officer in New York to support the legal and compliance teams. You will help draft, edit, revise and review regulatory documents, contracts, and board materials, ensuring alignment with applicable laws and firm policies.

With 2–4 years of fund experience, you will assist in SEC and FINRA compliance, organize board materials, and help develop policies to detect violations while maintaining high attention to detail and excellent written communication skills.