E-Communications Compliance Specialist

Advisors Excel, LLC; Topeka (KS); On-site; USD 50,000 - 70,000; Full time

Benefits offered by this job

Medical, dental, vision benefits

401k with matching options

Generous PTO package

On-site café and gym

Professional development opportunities

Job summary

Advisors Excel, LLC in Topeka is seeking an E-Communications Compliance Analyst to manage and test electronic communication tools for compliance. This role involves onboarding new advisors, ensuring accurate archiving, and troubleshooting issues.

The ideal candidate will have experience in financial services, strong organizational skills, and proactive problem-solving abilities. Great benefits and professional development opportunities are provided.

Qualifications

• Previous experience in financial services.
• Ability to prioritize and handle multiple responsibilities.
• Proactive problem-solving and analytical skills.

Responsibilities

• Test and manage electronic communication tools.
• Onboard and offboard advisors with tools.
• Communicate with advisors and staff for accurate archiving.
• Troubleshoot issues with tools and archive systems.

Skills

Organizational skills

Analytical skills

Communication skills

Problem-solving

Job description

Advisors Excel, LLC in Topeka is seeking an E-Communications Compliance Analyst to manage and test electronic communication tools for compliance. This role involves onboarding new advisors, ensuring accurate archiving, and troubleshooting issues.

The ideal candidate will have experience in financial services, strong organizational skills, and proactive problem-solving abilities. Great benefits and professional development opportunities are provided.