Director - Risk Management Regulatory Reporting

Hw3 Llc

New York (NY)

On-site

USD 180,000 - 250,000

Full time

3 days ago
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Benefits offered by this job

Discretionary bonus

Job summary

Hamlyn Williams represents a leading banking organization seeking a Director - Risk Management with a strong focus on Regulatory Reporting (FR Y-14A / FR Y-14Q Schedule L). The role demands over 10 years of risk management or regulatory reporting experience within a major financial institution in the United States.

The Director will own Schedule L submissions, build a scalable operating model, and drive governance across Risk, Finance, Technology and Front Office teams to ensure timely, accurate

Qualifications

  • 10+ years of relevant experience in risk management or regulatory reporting within a comparable financial institution.
  • Significant experience in US regulatory reporting with FR Y-14A / FR Y-14Q Schedule L.
  • Strong understanding of stressed and unstressed regulatory reporting requirements.
  • Experience establishing and improving reporting frameworks, governance, controls and processes.
  • Strong cross-functional collaboration with Risk, Finance, Technology and Front Office.
  • Excellent communication and stakeholder management skills.
  • Strong analytical, organizational and problem-solving capabilities.

Responsibilities

  • Own end-to-end preparation and submission of Schedule L for FR Y-14Q stressed and unstressed submissions, alongside FR Y-14A reporting.
  • Establish and maintain a comprehensive regulatory reporting framework covering data sourcing, calculations, controls, documentation and submission timelines.
  • Ensure regulatory reporting remains aligned with regulatory guidance and evolving supervisory expectations.
  • Design and implement a scalable operating model for Schedule L production.
  • Build and strengthen sustainable reporting processes, systems, controls and governance.
  • Coordinate cross-functional inputs across Risk, Finance, Technology and Front Office teams.
  • Ensure submissions are accurate, timely, well-controlled and aligned with internal governance standards.
  • Drive continuous improvement of regulatory reporting infrastructure and processes.

Skills

Regulatory reporting
FR Y-14A / FR Y-14Q Schedule L
Risk management
Stakeholder management

Job description

Hamlyn Williams has partnered with a leading banking organization, looking to hire a Director - Risk Management with a strong focus on Regulatory Reporting (FR Y-14A / FR Y-14Q Schedule L).

This is a senior opportunity within a globally recognised financial institution. You must have strong US regulatory reporting experience, specifically FR Y-14A / FR Y-14Q Schedule L experience within a banking environment.

As a Director - Risk Management, you will:
  • Own the end-to-end preparation and submission of Schedule L for FR Y-14Q stressed and unstressed submissions, alongside FR Y-14A reporting.
  • Establish and maintain a comprehensive regulatory reporting framework covering data sourcing, calculations, controls, documentation, and submission timelines.
  • Ensure regulatory reporting remains aligned with regulatory guidance and evolving supervisory expectations.
  • Design and implement a scalable operating model for Schedule L production.
  • Build and strengthen sustainable reporting processes, systems, controls, and governance.
  • Coordinate cross-functional inputs across Risk, Finance, Technology, and Front Office teams.
  • Ensure submissions are accurate, timely, well-controlled, and aligned with internal governance standards.
  • Drive continuous improvement of the regulatory reporting infrastructure and associated processes.
As a Director - Risk Management, you will require:
  • 10+ years of relevant experience in risk management or regulatory reporting role, within a comparable financial institution.
  • Significant experience in US regulatory reporting, with specific expertise in FR Y-14A / FR Y-14Q Schedule L.
  • Strong understanding of stressed and unstressed regulatory reporting requirements.
  • Proven experience within Risk Management and/or regulatory reporting in a banking environment.
  • Experience establishing and improving reporting frameworks, governance, controls, and processes.
  • Strong ability to work cross-functionally with Risk, Finance, Technology, and Front Office stakeholders.
  • Excellent communication and stakeholder management skills.
  • Strong analytical, organisational, and problem-solving capabilities.
Benefits
  • In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
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