Director, Research Publishing & Compliance

Citizens Bank; San Francisco (CA); On-site; USD 200,000 - 250,000; Full time

Job summary

Citizens JMP Securities in San Francisco seeks an experienced Director of Research Publishing to oversee the production, review, supervision, and distribution of equity research, ensuring high-quality content is timely and compliant with FINRA rules and internal policies.

You will lead a publishing team, manage workflows and systems such as BlueMatrix, and coordinate with Citizens CM&A platform stakeholders to drive accuracy, efficiency, and risk controls across all client-facing materials.

Qualifications

• 10+ years in Research Publishing (equity preferred) with supervisory experience.
• Experience leading publishing operations and review processes.
• Strong understanding of publishing workflows, regulatory requirements, control frameworks and risk management.
• Excellent writing, editing, proofreading and content-review skills with high-quality presentation standards.

Responsibilities

• Lead full research publishing lifecycle including editorial review, supervision, production workflow and distribution timelines.
• Oversee editing, approval and publication of company reports, notes and client-facing materials.
• Ensure adherence to FINRA regulations and internal policies and risk controls.
• Manage publishing systems, distribution processes, quality standards and operational best practices.
• Partner with Citizens CM&A platform stakeholders across teams.

Skills

Writing & Editing

Leadership

Stakeholder Management

Communication

Risk Management

Quality Assurance

Time Management

Education

BA/BS in English or Journalism

FINRA Series 24 + Series 16 or 87

Tools

BlueMatrix

Job description

Citizens JMP Securities in San Francisco seeks an experienced Director of Research Publishing to oversee the production, review, supervision, and distribution of equity research, ensuring high-quality content is timely and compliant with FINRA rules and internal policies.

You will lead a publishing team, manage workflows and systems such as BlueMatrix, and coordinate with Citizens CM&A platform stakeholders to drive accuracy, efficiency, and risk controls across all client-facing materials.