Deputy CCO - Private Funds & Hedge Fund Compliance

International Erosion Control Association; New York (NY); On-site; USD 250,000 - 450,000; Full time

Job summary

Deputy Chief Compliance Officer position available in a multibillion-dollar investment firm with offices in New York City or the San Francisco Bay Area. The role leads the development of a comprehensive compliance program, partnering with the CCO and a legal team to implement policies, training, and regulatory filings.

Responsibilities span policy creation, testing, investor due diligence, and preparation for a hedge fund launch, with global AML/KYC coordination and strong interaction with

Qualifications

• 8-15 years of relevant compliance experience including private funds.
• Strong knowledge of investment adviser regulation and private fund compliance requirements.
• Experience with policy reviews, regulatory filings, marketing review, training, and investor due diligence.
• Hedge fund experience is a plus, private markets background is desirable.
• JD helpful, but not required.
• Strong judgment, clear communication, and ownership of day-to-day work.
• New York City or Menlo Park in-person work; later hours for West Coast overlap.

Responsibilities

• Partner with the CCO on day-to-day management and ongoing development of the firm’s compliance program.
• Review, update, and maintain compliance policies and procedures; implement enhancements after mock examinations.
• Support compliance testing, annual reviews, mock examinations, and regulatory examination readiness.
• Develop and deliver annual compliance training and serve as a resource for employee questions.
• Review marketing and LP materials and respond to investor due diligence questionnaires.
• Participate in operational due diligence discussions with investors.
• Prepare and coordinate regulatory filings, including Form ADV and Form PF.
• Develop the compliance framework for planned hedge fund launch.
• Coordinate AML/KYC workflows with an expanding international team.
• Collaborate with internal stakeholders and advisers on regulatory developments and special projects.

Skills

Compliance leadership

Private funds experience

Regulatory filings

Policy development

Education

Juris Doctor (JD) helpful

Job description

Deputy Chief Compliance Officer position available in a multibillion-dollar investment firm with offices in New York City or the San Francisco Bay Area. The role leads the development of a comprehensive compliance program, partnering with the CCO and a legal team to implement policies, training, and regulatory filings.

Responsibilities span policy creation, testing, investor due diligence, and preparation for a hedge fund launch, with global AML/KYC coordination and strong interaction with