Data-Driven Compliance Testing Lead

Tally; San Francisco (CA); Hybrid; USD 90,000 - 128,000; Full time

Benefits offered by this job

Medical, dental and vision plans

401(k) match

Parental leave up to 16 weeks

Job summary

Happen Bank is seeking a Compliance Testing Manager to lead testing reviews across consumer protection laws and internal policies. You will advance data-driven testing capabilities, identify control gaps, and collaborate with stakeholders to strengthen the Bank's control environment.

You will partner with Enterprise Compliance Organization, apply SQL and Tableau for data analysis, and drive clear, actionable testing reports. This role is hybrid with multiple U.S. office locations.

Qualifications

• 4+ years of experience in banking or financial services, including direct experience in compliance testing, internal audit, or a related compliance function
• Bachelor's degree or higher, or equivalent combination of education and experience
• Practical knowledge of consumer protection laws and regulations, associated compliance risks, and the controls used to mitigate those risks
• Experience performing compliance testing across applicable banking or financial services regulations such as ECOA, UDAAP, TILA, TISA, FCRA, EFTA, EFAA, and SCRA
• Strong written and verbal communication skills with the ability to clearly communicate testing results, risks, and recommendations and influence stakeholders

Responsibilities

• Independently design, lead, and execute compliance testing reviews to assess control design and operating effectiveness across consumer compliance risks
• Identify control gaps and opportunities to strengthen the control environment, recommending practical enhancements that help the business manage compliance risk in alignment with regulatory expectations
• Support the development and use of data analytics and monitoring capabilities to test system- and data-driven processes more effectively
• Prepare clear, well-supported testing reports and workpapers that communicate findings, issues, recommendations, and testing results to business partners and senior leadership
• Document, track, and monitor compliance issues through timely resolution, partnering with stakeholders to ensure appropriate remediation
• Build strong partnerships with the business and Compliance Advisory, sharing key risks, trends, and testing outcomes to support informed decision-making
• Support the assessment and documentation of business processes, risks, and controls, coordinating testing activities and reviewing work performed by other testers as needed
• Contribute to ECO initiatives, internal and external audits, regulatory examinations, and strategic projects as needed

Skills

SQL

Data analytics

Communication

Education

Bachelor's degree or higher

Tools

Tableau

Job description

Happen Bank is seeking a Compliance Testing Manager to lead testing reviews across consumer protection laws and internal policies. You will advance data-driven testing capabilities, identify control gaps, and collaborate with stakeholders to strengthen the Bank's control environment.

You will partner with Enterprise Compliance Organization, apply SQL and Tableau for data analysis, and drive clear, actionable testing reports. This role is hybrid with multiple U.S. office locations.