Dallas-Based Compliance Analyst: Core Risk & Regulatory Insight

Goldman Sachs; Dallas (TX); On-site; USD 100,000 - 160,000; Full time

Job summary

Goldman Sachs in Dallas seeks a seasoned Compliance professional to join The Core Compliance team. You will provide coverage for the Controllers and Tax divisions and help drive regional and global initiatives to strengthen risk controls.

The role emphasizes regulatory interpretation, data analytics, policy development, and interactions with regulators. Candidates should have 3+ years of experience in compliance within US broker-dealer or financial institutions and knowledge of SEC, FINRA, CFTC,

Qualifications

• 3+ years of experience in compliance or related control function within a US broker‑dealer or financial institution.
• Experience with US broker‑dealer or financial institutions.
• Familiarity with SEC, FINRA, CFTC, and NFA regulations.
• Knowledge of regulations, practices, and market infrastructure in the Americas.

Responsibilities

• Advise, challenge, and influence The Core divisions regarding regulations, policies, and reputational risk.
• Leverage data analytics tools and compliance technology platforms to identify patterns and generate actionable insights.
• Analyze regulatory changes and enforcement actions to assess the impact on The Core, and support work to ensure the business can meet applicable rules and requirements.
• Develop and analyze related policies, standards, and processes to ensure compliance with applicable regulations and requirements.
• Identify, investigate, and manage compliance issues involving The Core functions.
• Provide support and guidance to The Core functions when dealing with regulators.
• Present findings to senior leaders and help shape firm-wide decisions.
• Conduct forensic reviews to monitor compliance with regulations and firm policies.
• Contribute to compliance risk assessments to support the effectiveness of the firm’s compliance program.
• Draft and assist in the implementation of policies and procedures.
• Develop and deliver communication and training.
• Investigate and liaise with internal stakeholders in relation to conduct issues.
• Coordinate with the broader The Core Compliance team on initiatives and projects.

Skills

Regulatory compliance

Risk management

Data analytics

Communication

Analytical thinking

Cross-functional collaboration

Tools

SQL

Tableau

Alteryx

Job description

Goldman Sachs in Dallas seeks a seasoned Compliance professional to join The Core Compliance team. You will provide coverage for the Controllers and Tax divisions and help drive regional and global initiatives to strengthen risk controls.

The role emphasizes regulatory interpretation, data analytics, policy development, and interactions with regulators. Candidates should have 3+ years of experience in compliance within US broker-dealer or financial institutions and knowledge of SEC, FINRA, CFTC,