Control Room Compliance Analyst

Bbva Sa; New York, Northern (NY, KY); Hybrid; USD 120,000 - 130,000; Full time

Job summary

BBVA USA in New York is seeking a Compliance professional to manage BBVA CIB US’s Control Room and Registration programs, implementing and maintaining a robust framework to identify, assess, and mitigate regulatory risks including insider trading, MNPI, information barriers, and conflicts of interest.

You will partner with Compliance, Legal, Operations and business units to ensure SEC, FINRA, CFTC and other requirements; oversee surveillance, information barriers, registrations, training, and

Qualifications

• Knowledge of US securities regulations and Control Room practices.
• Experience with surveillance platforms such as MCO or similar systems.
• Experience supporting regulatory examinations, internal audits, and inquiries.

Responsibilities

• Manage CR program: identify and mitigate risks (insider trading, information barriers, conflicts of interest, employee trading).
• Oversee US Registration program: FINRA, SEC, NFA, and state licensing requirements.
• Develop and maintain policies, procedures, governance docs; support regulatory inquiries and remediation.

Skills

US securities regulations

Control Room practices

Analytical skills

Project management

Excel & Google Workspace

Bilingual EN/ES (preferred)

Education

Bachelor's degree in Business/Finance/Economics/Law or related field

Tools

MCO surveillance platform

Job description

BBVA USA in New York is seeking a Compliance professional to manage BBVA CIB US’s Control Room and Registration programs, implementing and maintaining a robust framework to identify, assess, and mitigate regulatory risks including insider trading, MNPI, information barriers, and conflicts of interest.

You will partner with Compliance, Legal, Operations and business units to ensure SEC, FINRA, CFTC and other requirements; oversee surveillance, information barriers, registrations, training, and