Control Manager - Asset & Wealth Management - Vice President

JP Morgan Chase; New York (NY); On-site; USD 180,000 - 260,000; Full time

Benefits offered by this job

Health care

Retirement plan

Tuition reimbursement

Mental health support

Financial coaching

Job summary

JPMorgan Chase & Co. in New York seeks a Vice President Control Manager within Wealth Management Solutions to reinforce operational and compliance risk controls across investments.

You will partner with leaders to assess risks, design sustainable controls, and guide remediation with data-driven governance. You will lead cross-functional coordination with legal, compliance, risk, and internal audit, oversee regulatory exam readiness, and advance risk analytics and automation to strengthen the

Qualifications

• Minimum 7 years of experience in investments-related risk roles such as control management, internal audit, compliance, or risk program management.
• Bachelor's degree or equivalent work experience.
• Experience documenting risks and controls across end-to-end processes.
• Ability to advise on sustainable control design for strategic changes.
• Experience tracking risk and control gaps through governance processes.
• Experience coordinating regulatory exams, audits, or reviews.
• Strong root cause analysis and remediation planning skills.
• Proven ability to present clearly to senior stakeholders and control partners.
• Experience collaborating across functions in complex environments.

Responsibilities

• Partner with leaders across legal, compliance, risk, operations, technology, and internal audit to understand strategies and processes.
• Assess operational and compliance risks and advise on sustainable controls for ongoing changes.
• Provide constructive challenge to initiatives with clear risk and control perspectives.
• Identify emerging risks, gaps, and escalation needs with recommended actions and timelines.
• Build governance and monitoring insights using analytics, automation, and AI capabilities.
• Coordinate regulatory exams, internal audits, and compliance engagements, including readiness planning.
• Support new business initiatives by identifying risks and confirming procedures and readiness.
• Support control assessments and testing with subject-matter expertise and testing teams.
• Guide issue management and remediation with root-cause analysis and milestones.

Skills

Risk assessment

Stakeholder influence

Data analytics

Controls design

Regulatory coordination

Root cause analysis

Written communication

Cross-functional collaboration

Education

Bachelor's degree or equivalent

Tools

Automation software

AI capabilities

Job description

Help shape how a leading investments business manages operational and compliance risk. In this role, you will strengthen controls, advise on strategic change, and help teams make sound, well-informed decisions. You will work across business and control partners to improve how risks are identified, monitored, and remediated. If you enjoy constructive challenge, influencing outcomes, and improving how work gets done, this role offers meaningful impact.

As a Vice President Control Manager in Wealth Management Solutions, you help lead how we manage operational and compliance risk across an investments business by understanding end-to-end processes, strengthening controls, and supporting strategic priorities and change. You partner with business leaders and key stakeholders to assess risks, identify gaps and trends, and guide timely escalation and remediation. You use data and emerging technology to improve governance and monitoring, helping us deliver sustainable risk management practices as our business evolves.

Job responsibilities

• Partner with leaders and stakeholders across legal, compliance, risk, operations, technology, and internal audit to understand strategies, investment products, and end-to-end processes
• Assess operational and compliance risks and advise on practical, sustainable controls for ongoing processes and business changes
• Provide constructive challenge to strategic initiatives and support decision-making with clear risk and control perspectives
• Identify emerging risks, gaps, and trends and escalation concerns with recommended actions and timelines
• Build governance and monitoring insights using analytics, automation, and artificial intelligence capabilities
• Coordinate regulatory exams, internal audit reviews, and compliance engagements, including readiness planning and response management
• Support new business initiatives by identifying risks and confirming procedures, controls, training, and readiness needs for product launches
• Support control assessments and testing by providing subject matter expertise and partnering with independent testing teams
• Guide issue management and remediation by helping identify root causes, define action plans and milestones, and track progress to closure

Required qualifications, capabilities, and skills

• Minimum 7 years of experience in an investments-related business or function (for example: control management, internal audit, compliance, or project/program management within a risk discipline)
• Bachelor's degree or equivalent work experience
• Experience assessing and documenting risks and controls across end-to-end processes
• Experience advising on business changes or strategic initiatives with a focus on control design and sustainability
• Experience identifying, escalating, and tracking risk and control gaps through defined governance or issue management processes
• Experience coordinating regulatory exams, audits, or compliance reviews, including managing information requests and responses
• Experience performing root cause analysis and developing remediation plans with milestones and ownership
• Experience building clear, concise written materials and presenting to senior stakeholders and control partners
• Experience partnering across multiple functions and influencing outcomes in complex, cross-functional environments
• Experience using data analysis, automation, or technology-enabled reporting to improve risk monitoring and governance

Preferred qualifications, capabilities and skills

• Experience supporting wealth management or investments businesses, products, or end-to-end operating models
• Experience applying analytics, automation, or artificial intelligence methods to improve control monitoring and risk insights
• Experience supporting new product or business launches, including risk assessments, controls readiness, and governance documentation
• Experience serving as a primary liaison for examiners or auditors throughout an engagement lifecycle

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

ABOUT THE TEAM

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.

Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.