Control Manager

JPMorgan Chase & Co.; Plano (TX); On-site; USD 110,000 - 160,000; Full time

Job summary

JPMorgan Chase & Co. is seeking a Control Manager to lead risk identification and mitigation within Securities Services.

You will design and evaluate controls, work with stakeholders across Operations, Technology, Product, and other functions to strengthen the control environment. The role emphasizes data analysis, process improvement, and adherence to firm standards, with opportunities to drive efficiency and safeguard the firm's integrity.

Qualifications

• Extensive experience in control management within financial services, equivalent to 15+ years.
• Proven stakeholder management and collaboration skills.
• Strong project management and focus on operational excellence.
• 5+ years controls-related experience.

Responsibilities

• Perform risk assessments and lead development of operational controls to reduce risks.
• Continuously assess control effectiveness and align with firm standards.
• Manage large-scale operations-control projects with timely execution.
• Analyze risk data and deliver insights to senior leadership.
• Coordinate Audit & Regulatory Review.
• Oversee CORE updates per firm standards.
• Stay informed on industry and regulatory updates to improve controls.

Skills

Control management

Stakeholder management

Project management

Risk mitigation

Auditing

Job description

Step into a pivotal role at JPMorganChase, where your expertise in control management will shape our compliance and risk framework. Elevate your career with opportunities for growth and collaboration in a dynamic team environment. Join us to make a significant impact on our operations and safeguard our firm's integrity.

As a Control Manager within JPMorganChase, you will lead the charge in identifying and mitigating compliance and operational risks. Your role is crucial in enhancing our control environment through innovative solutions and advanced data analysis. We value a culture of continuous improvement and collaboration, where your skills to design and evaluate controls and stakeholder management will thrive.

This Securities Services business supports internal business and institutional investors clients. This role focuses on instrument reference data management and post trade compliance activities. You will engage with stakeholders across Operations, Technology, Product, and other functions, ensuring alignment with business objectives and industry standards.

Job responsibilities

• Perform risk assessments to uncover vulnerabilities and lead the development and implementation of operational controls to improve efficiency and reduce operational risks
• Continuously assess and review control effectiveness, providing recommendations to align with firmwide standards.
• Manage large-scale projects related to operations control management, ensuring timely execution.
• Analyze operational risk data and deliver actionable insights to senior leadership, while collaborating with internal stakeholders to foster transparent communication and achieve desired outcomes.
• Coordinates Audit & Regulatory Review
• Oversee Compliance and Operational Risk Evaluation (CORE) updates in accordance with firm standards.
• Remain informed about industry developments and regulatory updates to enhance control processes.

Required qualifications, capabilities, and skills

• Extensive experience in control management, operations, and audit within financial services, with a strong emphasis on compliance and operational risk mitigation, demonstrating capabilities equivalent to fifteen or more years in the field
• Strong skills in Stakeholder management, enabling effective communication and collaboration to drive successful outcomes
• Strong project management skills and a commitment to operational excellence
• 5+ years Controls related experience

Preferred qualifications, capabilities, and skills

• Experience partnering with diverse teams to drive efficiency and process enhancement
• Experience in process re-engineering
• Ability to question and probe activity/functions across multiple business areas
• High attention to detail and ability to succinctly frame issues and recommendations
• Experience in presenting activity and progress to senior management
• Knowledge of regulatory requirements impacting Securities Services