Contract MNPI & Personal Trading Compliance Lead

TALENT SHIFT

United States

Hybrid

USD 96,000 - 165,000

Full time

7 days ago

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Job summary

TALENT SHIFT, LLC is seeking a Contract Control Room Compliance professional to assess Personal Trading and MNPI Information Barrier processes on a project basis. The role can sit in Charlotte, NC or Midtown Manhattan with an initial duration of 3 months and possible extension.

The candidate will map processes, perform risk assessments, and collaborate with stakeholders to design future-state governance. This opportunity requires 5+ years in related compliance and eligibility to work in the

Qualifications

Bachelor’s degree or higher in accounting, finance, or related fields.
5+ years of relevant Personal Trading and MNPI/Information Barriers Compliance experience.
Must reside in the continental U.S. and be legally authorized to work in the United States.

Responsibilities

Assess and redesign Personal Trading and MNPI/Information Barriers compliance processes to improve efficiency, effectiveness, and regulatory alignment.
Perform process mapping, risk assessments, and controls evaluations to identify gaps and enhancement opportunities.
Partner with business, compliance, risk, and technology stakeholders to develop future-state operating models and governance frameworks.
Support data integration, automation, and change management initiatives while developing executive-ready deliverables and recommendations.