Consumer Banking Compliance Officer

Arrow Search Partners; New York (NY); On-site; USD 120,000 - 180,000; Full time

Job summary

Arrow Search Partners client, a global consumer bank, seeks a compliance officer skilled in consumer banking regulations to join their team in New York. You will navigate UDAAP, TISA, EFTA, EFA, and related rules, ensuring ongoing adherence and readiness for examinations.

You will support risk management programs, handle complaints, monitor and test controls, and prepare training for staff. JD preferred but not required; 6+ years in compliance or legal roles focused on consumer regulations is

Qualifications

• Bachelor's degree required.
• JD preferred but not required.
• 6+ years of compliance, regulatory or legal experience supporting consumer regulations.

Responsibilities

• Have consumer regulatory experience on a variety of issues relating to UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), Truth in Savings Act (TISA / Regulation DD), Electronic Fund Transfers Act (EFTA / Regulation E), Expedited Funds Availability Act (EFA Act / Regulation CC), and more.
• Support the implementation and maintenance of jurisdiction-specific compliance risk management programs within a global financial institution, leveraging established enterprise risk management frameworks.
• Execute day-to-day compliance risk management activities, including complaint handling, monitoring and testing, management reporting, policy and procedure maintenance, and the preparation and administration of compliance training.
• Act as a regulatory liaison for regulatory examinations and inquiries
• Coverage of Privacy Issues

Skills

Regulatory experience

Risk management

Complaint handling

Training delivery

Education

Bachelor's degree

Juris Doctor (JD) preferred

Job description

Our client, a global consumer bank, is looking to hire a compliance officer who is proficient in consumer banking regulations.

Key Responsibilities

• Have consumer regulatory experience on a variety of issues relating to UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), Truth in Savings Act (TISA / Regulation DD), Electronic Fund Transfers Act (EFTA / Regulation E), Expedited Funds Availability Act (EFA Act / Regulation CC), and more.
• Support the implementation and maintenance of jurisdiction-specific compliance risk management programs within a global financial institution, leveraging established enterprise risk management frameworks.
• Execute day-to-day compliance risk management activities, including complaint handling, monitoring and testing, management reporting, policy and procedure maintenance, and the preparation and administration of compliance training.
• Act as a regulatory liaison for regulatory examinations and inquiries
• Coverage of Privacy Issues

Requirements

• Bachelor's Degree required
• JD preferred but not required
• 6+ years of compliance, regulatory or legal experience supporting consumer regulations