Compliance Strategist: Regulatory Risk & Audits (Remote)

Alliant Insurance Services

Houston (TX)

Remote

USD 85,000 - 135,000

Full time

2 days ago
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Job summary

Alliant Insurance Services in the United States seeks a senior Compliance professional to guide internal and external stakeholders through complex regulatory matters, conduct risk assessments, and draft concise responses to issues affecting regulatory compliance.

The role emphasizes collaboration with legal counsel, auditing downline operations, and ensuring data integrity across agency systems, with remote work option for locations outside Omaha area.

Qualifications

  • Bachelor's degree or equivalent combination of education and experience.
  • Five (5) or more years of Compliance experience in industry.
  • Three (3) or more years of working within Federally mandated programs.

Responsibilities

  • Researches complex compliance issues using agreed sources; provides concise timely technical responses citing appropriate source material.
  • Collaborates in monitoring and reviewing regulatory and legislative changes, as well as preparing appropriate responses to regulatory changes under the guidance of legal counsel; oversees review to ensure appropriate changes are implemented.
  • Stays abreast of industry trends and recommends/implements changes to internal company processes, as needed.
  • Identifies issues that require legal interpretation and recommends seeking formal advice from legal counsel when necessary.
  • Documents all issues and responses according to established business protocol.
  • Provides ongoing client communication to assist with day-to-day service issues.
  • Assists in completing carrier audits and risk assessments.
  • Researches and supports new initiatives to increase efficiency, profitability, productivity, and compliance.
  • Performs all duties in accordance with all company policies and procedures, and all federal, state and local laws, wherein the Company operates.

Skills

Regulatory compliance
Risk assessment
Legal interpretation
Regulatory research
Teamwork
Time management
Microsoft Office

Education

Bachelor's Degree

Tools

None

Job description

Alliant Insurance Services in the United States seeks a senior Compliance professional to guide internal and external stakeholders through complex regulatory matters, conduct risk assessments, and draft concise responses to issues affecting regulatory compliance.

The role emphasizes collaboration with legal counsel, auditing downline operations, and ensuring data integrity across agency systems, with remote work option for locations outside Omaha area.

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