Compliance Senior Associate — BaaS & Fintech Risk Monitoring

Piermont Bank; New York (NY); Vor Ort; USD 110.000 - 140.000; Vollzeit

Benefits dieser Stelle

Medical insurance

Dental insurance

Vision insurance

401k

Zusammenfassung

Piermont Bank is seeking a Compliance Senior Associate to support the CMS and regulatory risk management in a dynamic banking environment. The role focuses on compliance monitoring, policy maintenance, issue remediation, and complaint management across products and fintech partnerships.

The ideal candidate has 3–5 years in compliance or related fields, a Bachelor’s degree, and familiarity with Regulation E, DD, UDAAP, and CMS systems. Competitive salary with benefits. Equal Opportunity Employer.

Qualifikationen

• Bachelor's degree in Business, Finance, Risk Management, Legal Studies, or a related field.
• 3-5 years of compliance, audit, risk management, banking operations, or related financial services experience.
• Banking, fintech, or financial services experience preferred.
• Experience with compliance monitoring, testing, quality assurance reviews, or regulatory compliance activities preferred.
• Working knowledge of banking regulations and consumer protection requirements such as Regulation E, Regulation DD, UDAAP, and related regulatory guidance is preferred.

Aufgaben

• Assist with execution of the annual Compliance Monitoring and Risk Assessment Plan.
• Perform compliance monitoring reviews and testing across deposit, lending, and operational business functions.
• Support compliance oversight activities related to Banking-as-a-Service (BaaS) and fintech partner programs.
• Review policies, procedures, disclosures, and operational processes to identify potential compliance risks.
• Assist with remediation tracking, issue validation testing, and follow-up activities related to audits and examinations.
• Support the intake, tracking, and resolution of consumer complaints and regulatory inquiries.
• Maintain compliance documentation, testing workpapers, and management reporting.
• Research regulatory requirements and assist in providing compliance guidance to business partners.
• Support compliance training initiatives and awareness programs across the Bank.
• Escalate identified compliance concerns, control gaps, and regulatory risks to the Compliance Officer.

Kenntnisse

Analytical skills

Organizational skills

Problem solving

Communication

Attention to detail

Multi-tasking

Ausbildung

Bachelor's degree

Tools

CMS familiarity

Jobbeschreibung

Piermont Bank is seeking a Compliance Senior Associate to support the CMS and regulatory risk management in a dynamic banking environment. The role focuses on compliance monitoring, policy maintenance, issue remediation, and complaint management across products and fintech partnerships.

The ideal candidate has 3–5 years in compliance or related fields, a Bachelor’s degree, and familiarity with Regulation E, DD, UDAAP, and CMS systems. Competitive salary with benefits. Equal Opportunity Employer.