Compliance Officer – AVP

Barclays Bank Delaware; Wilmington (DE); On-site; USD 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Compliance Officer AVP– Advisory to ensure adherence to legal and regulatory standards. This pivotal role involves assessing compliance risks, collaborating with business partners, and providing expert guidance on compliance issues. You will engage with various stakeholders while advising on marketing and new product initiatives. Join a team that values respect, integrity, and excellence, and be part of a culture that empowers and drives change. This is an exciting opportunity to make a significant impact in compliance within a dynamic banking environment.

Qualifications

• Experience in compliance advisory and regulatory oversight.
• Strong knowledge of consumer protection regulations.

Responsibilities

• Providing compliance advisory guidance and regulatory oversight.
• Tracking and resolving compliance issues in line with policies.

Skills

Compliance Advisory

Risk Management

Regulatory Oversight

Stakeholder Management

Communication Skills

Process Analysis

Education

Bachelor’s Degree in Law

Master’s Degree in Finance

Degree in Business

Job description

Join us as a Compliance Officer AVP– Advisory at Barclays Bank US

We are seeking a Compliance Officer AVP– Advisory to provide expert guidance on compliance risks and regulatory requirements, ensuring Barclays US Consumer Bank operates within legal, regulatory, and ethical standards. The role involves assessing compliance risks, collaborating with stakeholders, and engaging with business partners and Legal Department to enhance policies and ensure adherence to US regulations.

Key Responsibilities include:

1. Providing compliance advisory guidance, risk management, and regulatory oversight.
2. Advising on marketing collateral, new products, and campaigns to ensure compliance with applicable laws and internal frameworks.
3. Engaging with USCB initiatives, reviewing control activities, and ensuring compliance requirements are met.
4. Tracking and resolving compliance issues in line with policies and standards.

Desired Skills and Qualifications:

• Experience in compliance advisory, risk management, and regulatory oversight.
• Experience reviewing marketing and customer-facing collateral.
• Knowledge of consumer protection regulations (e.g., ECOA, TILA, FCRA, UDAAP, Can-Spam).
• Ability to analyze processes, identify risks, and recommend improvements.
• Strong stakeholder management and communication skills.
• Bachelor’s or Master’s degree in Law, Finance, Business, or related fields.

Role Details:

This position is based in Wilmington, DE, and involves providing oversight on business and compliance matters, investigating market abuse, and collaborating across functions to manage risks effectively.

Leadership Expectations:

• Advising, influencing decision-making, and leading teams or projects.
• Demonstrating leadership behaviors such as listening, inspiring, aligning, and developing others.

Additional Information:

All colleagues are expected to embody Barclays Values: Respect, Integrity, Service, Excellence, and Stewardship, and the Barclays Mindset: Empower, Challenge, Drive.