Compliance Officer

BankPro; Florida; On-site; USD 70,000 - 105,000; Full time

Benefits offered by this job

Medical insurance

20 days off + 10 sick leaves

Competitive compensation package

Career growth in an international设置

Job summary

BankPro, a private digital bank, seeks a mid-level Compliance Officer to strengthen regulatory adherence across operations in Florida. You will monitor compliance, perform risk assessments, and develop policies while collaborating with Legal, Operations, and Business teams.

You will support KYC/AML reviews, assist with governance, and help foster a culture of integrity throughout the organisation. The role includes training responsibilities and interaction with banking partners.

Qualifications

• Bachelor's or master's degree in Law, Finance, Business, or a related field.
• CAMS, ICA or CIA designation (or similar).
• 2+ years of experience in a compliance role within a financial institution, fintech, bank, consultancy, or regulatory body.
• Strong knowledge of Bahamas banking and securities regulation and supervisory expectations.
• Demonstrated experience conducting KYC/AML reviews.
• Experience in policy creation, implementation, and/or maintenance, with strong knowledge of regulatory and compliance gap analysis.

Responsibilities

• Support KYC risk decisions for high risk and complex client cases, including Enhanced Due Diligence (EDD).
• Provide ad hoc support, including investigating and escalating suspicious activity, and filing STRs in absence of the MLRO.
• Serve as the primary compliance point of contact for Customer Support and Transaction Monitoring teams, delivering timely and practical guidance on compliance queries.
• Support responding to compliance related requests from correspondent banks and other banking partners.
• Support the CCO in instituting the relevant internal control process, procedures and documents for Product, Marketing, Operations and other 1LoD teams.
• Assist with drafting, reviewing, and maintaining compliance policies and procedure manuals; assist in building and executing a monitoring and testing programme across the compliance control framework.
• Monitor compliance risks and KPIs, conduct gap analyses, and maintain robust compliance documentation.
• Support the preparation of board reports, the annual compliance report, and relevant management reports.
• Coordinate governance and stakeholder review meetings, and act as the internal liaison during internal, external, and regulatory audits.
• Assist with designing and delivering compliance training for teams responsible for applying compliance controls, and contribute to building a culture of integrity and ethical conduct across the organisation.

Skills

Bachelor's degree

Master's degree

Law

Finance

Business

Related field

CAMS

ICA

CIA

2+ years experience

Education

Bachelor's or Master's degree in Law, Finance, Business, or related field

Job description

Join BankPro: a private digital bank. We are always on the lookout for talented individuals who can contribute to our success and thrive in a dynamic, innovative working environment. Every team member is an invaluable part of our Pro team.

We are looking for a mid-level ComplianceOfficer to enhance our regulatory adherence across all operations. The role combines compliance monitoring, risk assessments, and policy development, working closely with legal, operational, and business teams. You'll be responsible for ensuring compliance with applicable laws and regulations, conducting compliance reviews, supporting risk mitigation efforts, and fostering a culture of integrity and ethical conduct throughout the organisation.

KeyResponsibilities

• Support KYC risk decisions for high risk and complex client cases, including Enhanced Due Diligence (EDD), periodic reviews, and trigger-event reviews
• Provide ad hoc support, including investigating and escalating suspicious activity, and filing STRs in absence of the MLRO
• Serve as the primary compliance point of contact for Customer Support and Transaction Monitoring teams, delivering timely and practical guidance on compliance queries
• Support responding to compliance related requests from correspondent banks and other banking partners
• Support the CCO in instituting the relevant internal control process, procedures and documents for Product, Marketing, Operations and other 1LoD teams
• Assist with Drafting, reviewing, and maintaining compliance policies and procedure manuals; assist in building and executing a monitoring and testing programme across the compliance control framework
• Monitor compliance risks and KPIs, conduct gap analyses, and maintain robust compliance documentation
• Support the preparation of board reports, the annual compliance report, and relevant management reports
• Coordinate governance and stakeholder review meetings, and act as the internal liaison during internal, external, and regulatory audits
• Assist with designing and delivering compliance training for teams responsible for applying compliance controls, and contribute to building a culture of integrity and ethical conduct across the organisation

Requirements

• Abachelor'sormaster'sdegreeinLaw,Finance,Business,orarelatedfield
• CAMS,ICAorCIAdesignation(orsimilar)
• 2+ years of experience in a compliance role within a financial institution, fintech, bank, consultancy, or regulatory body
• StrongknowledgeofBahamasbankingandsecuritiesregulationandsupervisoryexpectations
• DemonstratedexperienceconductingKYC/AMLreviews
• Experience in policy creation, implementation, and/or maintenance, with strong knowledge of regulatory and compliance gap analysis

Our benefits

• Competitive compensation package
• Medical insurance
• 20 days off and 10 sick leaves annually
• Seasoned senior-level team with ample opportunities for professional growth in an international setting