Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - As[...]

Goldman Sachs; Richardson (TX); On-site; USD 86,000 - 162,000; Full time

Job summary

Goldman Sachs is seeking an Associate in Compliance focused on Financial Crime Compliance for Suspicious Activity Monitoring & Reporting in Richardson. This role involves performing investigations and analysis to identify suspicious activities related to money laundering and compliance with AML regulations. Ideal candidates will have strong analytical skills, project management experience, and the ability to collaborate with cross-functional teams.

Qualifications

• 1+ years of compliance or AML experience preferred.
• Strong analytical, risk assessment, and communication skills expected.
• Ability to work independently and collaborate effectively.

Responsibilities

• Conduct in-depth transactional investigations to identify AML red flags.
• Review transaction surveillance alerts and case investigations.
• Complete daily tasks and support projects for AML program goals.

Skills

Analytical skills

Risk assessment

Communication

Job description

Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate- Richardson/Salt Lake City

Join to apply for the Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate- Richardson/Salt Lake City role at Goldman Sachs

Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate- Richardson/Salt Lake City

Join to apply for the Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate- Richardson/Salt Lake City role at Goldman Sachs

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Job Description

Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate

Business Unit And Role Overview

Financial Crime Compliance (“FCC”) has primary responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

Job Description

Compliance- Financial Crime Compliance - Suspicious Activity Monitoring & Reporting (SAMR) - Associate

Business Unit And Role Overview

Financial Crime Compliance (“FCC”) has primary responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

OPPORTUNITY

FCC is seeking an individual to join its FCC SAMR Level 2 Investigations team (“FCC SAMR Investigations”). FCC SAMR Investigations is seeking an analyst or associate, ideally with financial industry experience and AML experience.

The analyst will conduct in-depth transactional investigations to identify AML red flags probative of potential illicit activity. When problematic transactions are identified, the investigator will take the appropriate steps to escalate, discontinue, and/or mitigate such activity. The ideal candidate would have strong analytical skills, the ability to collaborate with others, the ability to manage projects and processes, and the ability to multi-task. In this role, the analyst will work closely with compliance, operations, technology and business personnel, and would be expected to quickly gain an understanding of the firm's businesses and the rules and regulations under which the firm operates.

Principal Responsibilities

The successful candidate will join the Financial Crime Compliance group and assist in reviewing transaction surveillance alerts and conducting case investigations to identify potential suspicious activity for reporting purposes. Additionally, the role involves identifying patterns and trends consistent with money laundering, terrorist financing, and other types of suspicious activity.

Responsibilities of the role include the completion of daily tasks and supporting projects to meet the overall department goals in line with the firm’s AML program. The role supports various AML & Fraud processes, including but not limited to, transaction activity reviews, suspicious activity, fraud referral, investigations, fulfillment of information sharing and law enforcement requests, and filing of Suspicious Activity Reports (“SAR”).

Preferred Qualifications

• Ability to work independently and in team-oriented workflows
• Strong analytical and risk assessment skills
• Excellent written and verbal communication skills
• Ability to prioritize work-flows and ensure deadlines are met
• Ability to forge strong relationships with colleagues and clients
• Proactive, self-motivated, detail-oriented and well-organized
• Prior compliance experience – prior AML experience would be a bonus
• One year + of experience preferred

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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