Compliance-Driven Data Entry Specialist
Remoten's
14 days+
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Job description
- Processes client transaction requests and reviews transactions for accuracy, completeness, and adherence to all internal
- and external regulations
- Partners with company associates in working through complex processing issues to ensure timely completion
- Communicates with clients through outbound calls and written correspondence to clarify incomplete or invalid paperwork
- Understands and complies with the Securities and Exchange Commission (SEC) guidelines, and the internal
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