Compliance & Data Analytics Associate

Point72 Asset Management; Stamford (CT); On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Fully-paid health care benefits

Generous parental and family leave

Volunteer opportunities

Affinity groups for women, people of色

Mental and physical wellness programs

Tuition assistance

401(k) with employer match

Job summary

Point72 Asset Management in Stamford CT is seeking a junior-to-mid-level Compliance Professional to support monitoring, advisory, and surveillance across global trading activities. You will collaborate with Technology to implement automated controls, generate reports, and improve visibility into compliance processes.

The role emphasizes data-driven analysis, clear written communication, and cross-functional teamwork, with growth opportunities within the Compliance team.

Qualifications

• 1–3 years of compliance experience within an investment manager, hedge fund, or broker-dealer.
• Basic understanding of multiple asset classes.
• Experience analyzing data and producing clear written summaries and remediation plans.
• Project management experience across multiple projects.
• Strong collaboration with cross-functional colleagues.
• Excellent verbal and written communication; able to explain technical topics clearly.
• Commitment to the highest ethical standards.

Responsibilities

• Monitor compliance restriction alerts and investigate potential issues with the Compliance team.
• Investigate trading exceptions; prepare concise findings and recommendations for senior Compliance.
• Manage compliance-related security master data mappings and validation.
• Partner with Technology to implement automated controls, reports, and dashboards.
• Track open technology issues and compliance projects to support timely resolution.
• Analyze compliance reports to identify data issues and improve processes.
• Support AI integration to enhance monitoring tools.
• Assist with real-time coverage for trade approvals and time-sensitive trading matters.

Skills

Compliance experience

Data analysis

Project management

Cross-functional collaboration

Communication skills

Ethics

Job description

Point72 Asset Management in Stamford CT is seeking a junior-to-mid-level Compliance Professional to support monitoring, advisory, and surveillance across global trading activities. You will collaborate with Technology to implement automated controls, generate reports, and improve visibility into compliance processes.

The role emphasizes data-driven analysis, clear written communication, and cross-functional teamwork, with growth opportunities within the Compliance team.