Compliance Associate: Trade Surveillance & Data Insights

Point72 Asset Management, L.P; Stamford, Northern (CT, KY); Hybrid; USD 65,000 - 90,000; Full time

Benefits offered by this job

Fully-paid health care benefits

Parental and family leave

Volunteer opportunities

Affinity groups for women, people of色

Mental and physical wellness programs

Tuition assistance

401(k) employer match

Job summary

Point72 Asset Management, L.P. is seeking a Compliance professional in Stamford, CT to monitor alerts, investigate issues, and help ensure trading compliance across the firm.

You will work with Technology to build automated controls and dashboards, manage data quality, and drive data-driven remediation actions. The role emphasizes collaboration with cross-functional teams, clear written and verbal communication, and a commitment to high ethical standards.

Qualifications

• 1–3 years of compliance experience in investment management.
• Understanding of multiple asset classes.
• Ability to analyze data and produce clear summaries and remediation plans.
• Experience managing multiple projects simultaneously.
• Strong collaboration with cross-functional teams.
• Excellent verbal and written communication.

Responsibilities

• Monitor compliance restriction alerts and collaborate with the Compliance team to investigate, elevate, and resolve potential issues.
• Investigate trading exceptions, prepare concise findings, develop recommendations, and escalate to senior Compliance.
• Manage compliance-related security master data with accurate mappings and data quality checks.
• Partner with Technology to implement automated controls, reports, and dashboards to improve visibility.
• Track open technology issues and compliance projects to support timely resolution.
• Analyze compliance reports to identify data issues and improve processes.
• Support AI integration to enhance compliance monitoring tools.
• Assist with real-time compliance coverage for trade approvals and time-sensitive trading matters.

Skills

Compliance experience

Data analysis

Project management

Cross-functional collaboration

Communication skills

Job description

Point72 Asset Management, L.P. is seeking a Compliance professional in Stamford, CT to monitor alerts, investigate issues, and help ensure trading compliance across the firm.

You will work with Technology to build automated controls and dashboards, manage data quality, and drive data-driven remediation actions. The role emphasizes collaboration with cross-functional teams, clear written and verbal communication, and a commitment to high ethical standards.