Compliance & Trade Surveillance Analyst

point72; Stamford (CT); On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Fully-paid health care benefits

Generous parental and family leave

Volunteer opportunities

Affinity groups support

Wellness programs

Tuition assistance

401(k) employer match

Job summary

Point72 is seeking a Compliance professional to join its team in Stamford, CT. The role supports global investment and trading activities by enforcing policies, providing real-time guidance, and conducting surveillance.

You will partner with Technology to build automated controls and dashboards, investigate issues, and improve data quality. Ideal candidates have 1–3 years of experience in a investment manager or related environment, strong data skills, and proven ability to communicate complex

Qualifications

• 1–3 years of compliance experience in an investment manager, hedge fund, or broker-dealer.
• Ability to analyze data and produce clear summaries, escalation materials, and remediation plans.
• Excellent verbal and written communication skills for technical topics.
• Project management experience with multiple projects simultaneously.
• Experience partnering with cross-functional colleagues to deliver solutions.
• Commitment to the highest ethical standards.

Responsibilities

• Monitor compliance alerts and work with the Compliance team to investigate and resolve issues.
• Investigate trading exceptions, prepare concise findings, and present to senior Compliance.
• Manage compliance-related security master data and ensure accurate mappings.
• Collaborate with Technology to implement automated controls, reports, and dashboards.
• Track open technology issues and compliance projects to support timely resolutions.
• Analyze compliance reports to identify data issues and improve processes.
• Support AI integration to enhance monitoring tools.
• Assist with real-time compliance coverage for trade approvals.

Skills

Compliance experience

Data analysis

Written & verbal communication

Project management

Cross-functional collaboration

Ethical standards

Asset class understanding

Job description

Point72 is seeking a Compliance professional to join its team in Stamford, CT. The role supports global investment and trading activities by enforcing policies, providing real-time guidance, and conducting surveillance.

You will partner with Technology to build automated controls and dashboards, investigate issues, and improve data quality. Ideal candidates have 1–3 years of experience in a investment manager or related environment, strong data skills, and proven ability to communicate complex