Compliance & Communications Leader (Hybrid)

NinjaTrader; Chicago (IL); Hybrid; USD 140,000 - 160,000; Full time

Benefits offered by this job

Generous PTO

401k with company match

Life and disability insurance

Job summary

A leading financial services platform in Chicago is seeking an experienced Senior Manager, Conduct & Communications. The role involves overseeing compliance in marketing materials and guiding governance of communications. Candidates should have extensive experience in compliance and leadership skills. This position offers a competitive salary between $140,000 - $160,000 plus bonus, and hybrid work options are available.

Qualifications

• Minimum 7+ years of experience in compliance, audit, risk, or a related function within financial services.
• 5+ years of experience managing people, projects, or cross-functional initiatives.
• Deep understanding of NFA and CFTC regulations relevant to retail communications.

Responsibilities

• Serve as the primary compliance advisor for all customer-facing marketing materials.
• Review, approve, and document promotional materials to ensure compliance.
• Partner with internal teams to advise on claims, disclosures, and user experience.

Skills

Compliance knowledge

Leadership

Analytical skills

Communication skills

Job description

A leading financial services platform in Chicago is seeking an experienced Senior Manager, Conduct & Communications. The role involves overseeing compliance in marketing materials and guiding governance of communications. Candidates should have extensive experience in compliance and leadership skills. This position offers a competitive salary between $140,000 - $160,000 plus bonus, and hybrid work options are available.