Compliance Attorney – Conflicts & Professional Responsibility
Location: Tampa, FL
Work Arrangement: Hybrid – 3 Days Onsite
Employment Type: Full-Time
This position offers a unique opportunity for a Florida-barred attorney to transition into, or further develop a career within, law firm risk management, professional ethics, and regulatory compliance. Working closely with senior legal and compliance leadership, the successful candidate will play a critical role in managing conflicts of interest, overseeing lateral attorney onboarding, implementing ethical screening protocols, and advising on professional responsibility matters across a sophisticated international platform.
Key Responsibilities
Conflicts of Interest & Lateral Attorney Onboarding
- Manage and evaluate potential conflicts of interest arising from lateral partner and associate recruitment.
- Conduct conflicts analysis, assess professional responsibility considerations, and recommend appropriate resolution strategies.
- Collaborate with partners, recruiting teams, and legal leadership to facilitate compliant attorney onboarding.
- Draft, review, and negotiate conflict waiver letters and related documentation.
- Review litigation docket reports and other relevant information to identify potential conflicts associated with lateral hires.
- Monitor developments in professional responsibility rules, including jurisdiction-specific requirements concerning lateral conflicts and remote work.
Professional Responsibility & Ethical Compliance
- Implement, maintain, and monitor ethical screens and information barriers.
- Evaluate potential ethical issues involving client representations, lateral hires, and confidential information.
- Support the development and enforcement of policies governing restricted securities, insider lists, and ethical screening.
- Review client engagement agreements, outside counsel guidelines, and related contractual obligations.
- Research regulatory and professional conduct requirements across domestic and international jurisdictions.
Global Risk Management & Process Improvement
- Partner with legal, compliance, recruiting, and business services professionals across multiple offices.
- Develop and improve internal conflicts procedures, reporting frameworks, and compliance workflows.
- Collaborate with analysts and technology teams to improve conflicts searches, workflow automation, and data accuracy.
- Assist with compliance training, policy implementation, and operational initiatives.
- Prepare reports and communicate findings and recommendations to senior leadership.
Qualifications
Required
- Juris Doctor (JD) from an accredited law school.
- Active membership in good standing with the Florida Bar.
- Minimum of 2 years of legal experience, preferably within a law firm conflicts department, Office of General Counsel, risk management function, or comparable legal environment.
- Experience with lateral attorney onboarding, conflicts analysis, or conflicts resolution.
- Strong understanding of the ABA Model Rules of Professional Conduct and applicable conflicts-of-interest principles.
- Excellent legal research, analytical, drafting, and communication skills.