Compliance Assurance Specialist - Americas Testing

Marex; Chicago (IL); On-site; USD 120,000 - 180,000; Full time

Job summary

Marex is seeking a Compliance Assurance professional to support Americas and global leaders in verifying controls and regulatory adherence. You will conduct reviews, design test scripts, and document findings to strengthen the firm's compliance framework.

Responsibilities include risk assessments, remediation validation, and cross‑regional collaboration. Strong communication and U.S. regulatory knowledge are essential for success in a fast‑paced, global environment at Marex.

Qualifications

• Experience in Compliance monitoring, testing, advisory, or audit within U.S. regulated financial institutions.
• Deep understanding of U.S. rules and regulations with broad knowledge of risk and assurance activities.
• Strong written and verbal communication; ability to convey complex concepts clearly.

Responsibilities

• Lead risk-based reviews aligned to the Annual Compliance Assurance Plan with scope, tests, and reporting.
• Design and execute test scripts to collect data for compliance reviews and findings.
• Validate remediation actions to ensure effective resolution.
• Support regulatory risk assessments and report on regulatory risks and controls.
• Collaborate across global teams to ensure integrated risk assessment approaches.

Skills

Regulatory Compliance

Audit & Assurance

Risk Assessment

Communication Skills

Excel & Word

Data Analytics Interest

Tools

Excel

Word

IT Systems

Job description

Marex is seeking a Compliance Assurance professional to support Americas and global leaders in verifying controls and regulatory adherence. You will conduct reviews, design test scripts, and document findings to strengthen the firm's compliance framework.

Responsibilities include risk assessments, remediation validation, and cross‑regional collaboration. Strong communication and U.S. regulatory knowledge are essential for success in a fast‑paced, global environment at Marex.