SOX Compliance & Controls Associate

Rex Technologies GmbH; Chicago (IL); On-site; USD 125,000 - 140,000; Full time

Job summary

Marex is seeking a SOX Governance & Compliance Associate to support the Sarbanes-Oxley control framework across the Americas. You will update process flow maps, oversee design and operating effectiveness, and track deficiencies with severity assessments.

Responsibilities include building relationships with control owners, reviewing controls, testing, balance sheet substantiation and reporting, plus coordinating IT application control testing and SOC 1&2 activities with Marex technology.

Qualifications

• CPA or financial controls certifications preferred.
• Knowledge of SOX Section 302/404 requirements and PCAOB auditing standards.

Responsibilities

• Build relationships with control owners across Risk, Treasury, Finance, Operations and Front Office.
• Review SOX controls for all business levels and ensure compliance with SOX.
• Perform scheduled testing of balance sheet and income statement controls, including EUC, IUC and MRC.
• Support IT Application Control testing and SOC 1&2 reports with Marex technology team.
• Adhere to Marex Code of Conduct and escalate risk events as required.

Skills

Excellent communication

Microsoft Excel

PowerPoint

Visio

Analytical skills

Attention to detail

Relationship building

Strategic collaboration

AI for efficiency

Education

CPA certification

Tools

SOX testing tools

Job description

Marex is seeking a SOX Governance & Compliance Associate to support the Sarbanes-Oxley control framework across the Americas. You will update process flow maps, oversee design and operating effectiveness, and track deficiencies with severity assessments.

Responsibilities include building relationships with control owners, reviewing controls, testing, balance sheet substantiation and reporting, plus coordinating IT application control testing and SOC 1&2 activities with Marex technology.