Americas Compliance Assurance Tester

Marex; Chicago (IL); On-site; USD 90,000 - 150,000; Full time

Job summary

Marex Group plc in the United States seeks an experienced Compliance Assurance professional to support the Americas region under the Global Head of Compliance Assurance. The role requires leading reviews, designing test scripts, and documenting findings to ensure controls are effective and compliant with applicable rules.

Responsibilities include coordinating with global teams, conducting risk assessments, and delivering high-quality testing reports that add value while ensuring compliance with

Qualifications

• Extensive experience in Compliance monitoring/testing, advisory, or audit roles within US regulated financial institutions.
• In-depth understanding of US rules and regulations with knowledge of risk assessments and assurance activities.
• Excellent verbal and written communication skills.
• Proficiency with Excel and data analysis tools.

Responsibilities

• Lead risk-based reviews aligned with the Annual Compliance Assurance Plan.
• Design and execute test scripts to collect and analyze data from multiple departments.
• Validate remediation actions and ensure effective resolution.
• Facilitate the Compliance Risk Assessment process and report regulatory risks.
• Collaborate with business units and risk/control functions to ensure integrated risk assessment.

Skills

Compliance governance

Regulatory knowledge

Communication skills

Data & analytics

AI-assisted research

Financial markets knowledge

Tools

Microsoft Excel

Microsoft Word

Job description

Marex Group plc in the United States seeks an experienced Compliance Assurance professional to support the Americas region under the Global Head of Compliance Assurance. The role requires leading reviews, designing test scripts, and documenting findings to ensure controls are effective and compliant with applicable rules.

Responsibilities include coordinating with global teams, conducting risk assessments, and delivering high-quality testing reports that add value while ensuring compliance with