Compliance Assurance Analyst - SOX & Controls Testing

Allied Resources Technical Consultants; Waltham (MA); Hybrid; USD 85,000 - 99,000; Full time

Job summary

Allied Resources Technical Consultants is seeking a Compliance Assurance Analyst to support regulatory compliance, controls testing, and risk assurance initiatives within a highly regulated enterprise environment. The role focuses on evaluating controls, identifying gaps, and facilitating remediation efforts to ensure compliance with risk management methodologies.

The ideal candidate has 2+ years in controls testing, SOX, or assurance, with strong documentation and collaboration skills, and

Qualifications

• 2+ years in controls testing, compliance assurance, internal or external audit, or SOX testing.
• Strong understanding of risk and control concepts, with documentation and remediation experience.
• Experience in second-line or third-line controls testing or assurance preferred.
• Ability to analyze results and document findings with actionable recommendations.
• Knowledge of regulatory requirements and governance in highly controlled environments.

Responsibilities

• Execute compliance and controls testing per established methodologies.
• Evaluate control effectiveness and identify gaps and risks.
• Review testing evidence and document findings and remediation actions.
• Collaborate with stakeholders to develop remediation plans.
• Monitor remediation through completion and escalate issues.
• Prepare reports for compliance and stakeholder meetings.
• Partner with Risk, Regulatory Compliance, and other teams.
• Ask questions to understand processes, risks, and controls.

Skills

Controls testing

Compliance assurance

Risk management

Analytical thinking

Communication

Collaboration

Documentation

Questioning & inquiry

Education

CPA

CIA

CA

Tools

Power BI

GRC platforms

Job description

Allied Resources Technical Consultants is seeking a Compliance Assurance Analyst to support regulatory compliance, controls testing, and risk assurance initiatives within a highly regulated enterprise environment. The role focuses on evaluating controls, identifying gaps, and facilitating remediation efforts to ensure compliance with risk management methodologies.

The ideal candidate has 2+ years in controls testing, SOX, or assurance, with strong documentation and collaboration skills, and