Compliance Associate

Aria Partners; New York (NY); On-site; USD 90,000 - 170,000; Full time

Job summary

Aria Partners is seeking a Specialist Compliance, Legal & Risk Search Partner to join their global compliance team in New York. This role requires at least 2-6 years of experience in the financial services industry. The ideal candidate will exhibit exceptional attention to detail and excellent communication skills, engaging with senior stakeholders effectively, and ensuring compliance with regulatory obligations.

Qualifications

• At least 2 years of experience in investment management.
• 2-6 years’ experience in financial services or at a regulator.
• Ability to interface with senior stakeholders.

Responsibilities

• Support global compliance team on regulatory obligations.
• Ensure due diligence obligations are met.
• Experience with code of ethics is a plus.

Skills

Attention to detail

Communication skills

Professionalism

Resourcefulness

Job description

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Specialist Compliance, Legal & Risk Search Partner

Our client a leading firm in the private markets/equity space are looking to make a hire in New York.

This role will be part of a global compliance team supporting the business on their regulatory and due diligence obligations. Some experience also with code of ethics (gifts, PA dealing & OBI's) would be a plus.

• This candidate ideally have at least 2 years of experience in a investment manager.
• 2-6 years’ experience in the financial services industry or at a regulator, including the SEC, FINRA, NFA etc
• Exceptional attention to detail.
• Professional, efficient, resourceful and driven individuals
• Excellent written and verbal communications skills, with ability to face off/present to senior stakeholders in the business.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Legal

• Industries

  Investment Management and Venture Capital and Private Equity Principals

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