Compliance Analyst – ERISA & Regulatory Guidance

Soteria Reinsurance Ltd.; Covington (KY); On-site; USD 65,000 - 95,000; Full time

Job summary

Fidelity Investments is seeking a Compliance Analyst within Workplace Investing (WI) Compliance to provide guidance on key rules and regulations for employee benefit plans and customer solutions. You will collaborate with Legal, Risk, Product and other functions to influence product decisions and ensure programs meet applicable standards.

The role requires a bachelor’s degree or equivalent, experience in employee benefits and compliance, and strong written and verbal communication.

Qualifications

• Bachelor’s degree, or equivalent.
• Experience in employee benefits industry required.
• Experience in compliance, risk management, and/or financial services is preferred.
• Knowledge of ERISA, DOL, IRS and related laws is strong.
• Ability to interpret regulatory requirements.
• Strong interpersonal and influencing skills across the organization.
• Strong written and verbal communication skills.
• Detail oriented and well organized.
• Proficiency in Microsoft Office including SharePoint.

Responsibilities

• Providing compliance guidance for existing products and services.
• Monitoring, reviewing and disseminating requirements of new laws, regulations and other guidance applicable to employee benefit plans and the products in the areas of accountability.
• Providing decision support to resolve compliance issues that arise in the business.
• Responding to regulatory inquiries for workplace accounts/products.
• Drafting and reviewing policies and procedures for specific compliance content.
• Developing enhanced reporting driving visibility & measurement of program effectiveness.

Skills

Regulatory compliance

Risk management

Financial services knowledge

Critical thinking

Communication skills

Interpersonal collaboration

Problem solving

Detail oriented

Microsoft Office/SharePoint

Education

Bachelor’s degree

Tools

SharePoint

Microsoft Office

Job description

Fidelity Investments is seeking a Compliance Analyst within Workplace Investing (WI) Compliance to provide guidance on key rules and regulations for employee benefit plans and customer solutions. You will collaborate with Legal, Risk, Product and other functions to influence product decisions and ensure programs meet applicable standards.

The role requires a bachelor’s degree or equivalent, experience in employee benefits and compliance, and strong written and verbal communication.