Compliance Advertising Analyst: AI-Enabled Regulatory Support

Advisors Excel; Topeka (KS); On-site; USD 70,000 - 90,000; Full time

Benefits offered by this job

Medical, dental, vision

401(k) with matching

PTO

On-site café & gym

Professional development

Job summary

Advisors Excel in Topeka, KS, is seeking a Compliance Advertising Analyst to review marketing materials for regulatory compliance and counsel advisors on interpretation of rules.

You’ll leverage AI-powered tools, collaborate with advisors and staff, and support multiple compliance initiatives in a fast-growing environment. The role emphasizes accuracy, client-service mindset, and learning new technologies.

Qualifications

• Must understand and apply compliance requirements and industry regulations.
• Ability to learn and use AI-powered compliance tools.
• Strong analytical and problem-solving abilities for regulatory reviews.
• Excellent written and verbal communication with advisors and staff.
• Proactive in researching issues and providing sound recommendations.

Responsibilities

• Review advertising communications and seminar programs for regulatory compliance.
• Provide clear, consultative compliance guidance to advisors and staff.
• Use AI-powered tools to improve efficiency, consistency, and accuracy.
• Evaluate third-party vendors identified during the advertising review process.
• Collaborate with advisors to gather information for reviews and vendor evaluations.
• Support outsourced compliance consulting services and high-volume review activities.
• Maintain accurate records and track project status in databases.
• Stay current on evolving regulations and industry trends.
• Support additional compliance initiatives as needed.

Skills

Relationship building

Client service

Clear communication

Regulatory knowledge

Willingness to learn AI tools

Independent research

Analytical thinking

Adaptability

Attention to detail

Work under pressure

Tools

AI tools

Job description

Advisors Excel in Topeka, KS, is seeking a Compliance Advertising Analyst to review marketing materials for regulatory compliance and counsel advisors on interpretation of rules.

You’ll leverage AI-powered tools, collaborate with advisors and staff, and support multiple compliance initiatives in a fast-growing environment. The role emphasizes accuracy, client-service mindset, and learning new technologies.