Client Services Associate, Investment Advisory & Brokerage Ops

AscendHire; Los Angeles (CA); On-site; USD 50,000 - 70,000; Full time

Job summary

AscendHire is seeking candidates for a client service position located in Los Angeles, California. The role involves assisting financial advisors by providing day-to-day operational support for Investment Advisory Program accounts and brokerage accounts. Qualified candidates should possess a Bachelor’s degree and have 2 to 5 years of relevant experience in client service or operations within a broker-dealer or investment management setting. Strong attention to detail and knowledge of financial products are essential. Competitive compensation and benefits offered.

Qualifications

• Minimum 2 years of client service or operational experience at a broker dealer.
• Strong knowledge of investment management principles.
• Ability to manage multiple client accounts efficiently.

Responsibilities

• Assist financial advisors with client support and operational services.
• Open and maintain Investment Advisory Program accounts.
• Ensure compliance with SEC requirements for investment reviews.
• Handle all aspects of brokerage account administration.

Skills

Client Service

Operational Support

Investment Management Knowledge

Attention to Detail

Education

Bachelor's Degree

Job description

AscendHire is seeking candidates for a client service position located in Los Angeles, California. The role involves assisting financial advisors by providing day-to-day operational support for Investment Advisory Program accounts and brokerage accounts. Qualified candidates should possess a Bachelor’s degree and have 2 to 5 years of relevant experience in client service or operations within a broker-dealer or investment management setting. Strong attention to detail and knowledge of financial products are essential. Competitive compensation and benefits offered.