Client Experience Architect – Wealth Management

LPL Financial LLC; Newport Beach (CA); On-site; USD 41,000 - 69,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC in Newport Beach is seeking a Registered Client Service Associate to provide essential administrative and operational support in a financial advisor's practice. You will be the primary client contact, handling inquiries, onboarding new clients, and processing account openings and transfers while ensuring compliance and accurate records.

The role requires Series 7 or 66, 3+ years in a client-facing wealth management setting, strong communication, organization, and the ability to

Qualifications

• Active Series 7 or Series 66, Series 63/65 combination acceptable.
• 3+ years in a client-facing role supporting wealth management advisors.
• Strong attention to detail in fast-paced, high-volume environments.

Responsibilities

• Serve as the primary point of contact for clients, resolving inquiries and educating on account services.
• Support onboarding of new clients and ensure compliant account setup.
• Prepare and process account openings, maintenance, and transfers per policy.
• Monitor client activity and maintain accurate CRM records; coordinate with custodians and internal teams.
• Assist advisors with reporting, client communications, and engagement initiatives.

Skills

Client communication

Organizational skills

Problem solving

Team collaboration

Regulatory compliance

Education

Bachelor's degree in finance or accounting

Tools

Microsoft Office

CRM software

Job description

LPL Financial LLC in Newport Beach is seeking a Registered Client Service Associate to provide essential administrative and operational support in a financial advisor's practice. You will be the primary client contact, handling inquiries, onboarding new clients, and processing account openings and transfers while ensuring compliance and accurate records.

The role requires Series 7 or 66, 3+ years in a client-facing wealth management setting, strong communication, organization, and the ability to