Client Service Associate — Finance Admin & Compliance

LPL Financial LLC; Raleigh (NC); On-site; USD 35,610 - 59,347; Full time

Benefits offered by this job

401(k) matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC is seeking a Registered Client Service Associate to provide comprehensive administrative and operational support. You will enhance client experience, ensure seamless account management, and uphold compliance standards.

The ideal candidate will have active Series 7 or Series 66 licenses, strong organizational skills, and a background in financial services. The role includes managing client accounts and assisting with onboarding, while benefiting from a competitive pay range of $25.85 to $43.08 per hour.

Qualifications

• Active Series 7 or Series 66 required.
• Strong knowledge of financial products and services.
• Minimum 3 years in financial services preferred.

Responsibilities

• Acts as the primary point of contact for clients.
• Monitors and manages client account activities.
• Prepares and processes account opening and maintenance documentation.

Skills

Active Series 7 or Series 66

Knowledge of financial products and services

Excellent communication skills

Detail-oriented and organized

Proficiency in Microsoft Office and financial CRM systems

Education

Bachelor's degree in finance, business or accounting

Tools

Microsoft Office

Financial CRM systems

Job description

LPL Financial LLC is seeking a Registered Client Service Associate to provide comprehensive administrative and operational support. You will enhance client experience, ensure seamless account management, and uphold compliance standards.

The ideal candidate will have active Series 7 or Series 66 licenses, strong organizational skills, and a background in financial services. The role includes managing client accounts and assisting with onboarding, while benefiting from a competitive pay range of $25.85 to $43.08 per hour.