Client Associate, Sr. Registered

UBS Financial Services; New York (NY); On-site; USD 75,000 - 98,000; Full time

Job summary

An established industry player in wealth management is seeking a Senior Registered Client Associate to support their Private Wealth Management team. In this pivotal role, you will manage client relationships, execute high-level transactions, and ensure seamless onboarding processes. Your expertise in client service and attention to detail will contribute to the success of a professional team dedicated to providing exceptional financial services. Join a global leader that values diversity and offers a dynamic work environment where your skills can shine.

Qualifications

• Minimum 3 years of client service experience in the finance sector.
• Series 7 and 66 licenses required.

Responsibilities

• Track and maintain client management systems with up-to-date information.
• Execute complex transactions for top-tier clients.
• Manage new client onboarding and documentation.

Skills

Client Service Experience

Communication Skills

Interpersonal Skills

Attention to Detail

Microsoft Office Suite

Job description

Job Title: Senior Registered Client Associate

Location: New York

Division: Global Wealth Management

Job Type: Full Time

Your Role

1. Track and maintain client management systems with up-to-date information and tasks.
2. Execute complex, high-level transactions for top-tier clients.
3. Prepare reports and other materials for client meetings.
4. Attend client meetings and deliver detailed notes.
5. Develop and execute post-meeting action plans.
6. Manage new client onboarding, including account opening and documentation collection.
7. Handle internal process management and delegation.

Salary Information

The salary range for this role in New York is $75,000 to $98,000. Compensation may also include discretionary incentives based on experience, qualifications, education, location, and skill level. Benefits details are available at ubs.com/usbenefits.

Team and Work Environment

You will work with a Private Wealth Management team in the NYC office. As a Senior Registered Client Associate, you will play an important role within a professional and respected team. The total compensation package includes additional remuneration based on experience.

Required Expertise

• Series 7 and 66 licenses required.
• Minimum 3 years of client service experience in the finance sector.
• Excellent communication and interpersonal skills.
• Attention to detail.
• Proficiency in Microsoft Office Suite.

About UBS

UBS is the world’s largest and only truly global wealth manager, operating through four divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank. With a presence in over 50 countries, UBS offers extensive expertise and global reach.

Equal Opportunity Statement

UBS is committed to diversity and inclusion, supporting a diverse workforce and providing reasonable accommodations during the recruitment process.