Chief Compliance Architect for US Platform (Remote)

Infra One GmbH; San Francisco (CA); Hybrid; USD 200,000 - 280,000; Full time

Benefits offered by this job

Remote work (US timezone overlap)

Job summary

Allocator One Group is building Infra One's US operating platform and seeking a CCO-level architect of regulatory credibility. You will design the entire regulatory operating system for a European platform entering the US markets, owning Form ADV filings and ongoing compliance across multiple fund vehicles.

You will supervise policy architecture, monitoring, and interactions with securities regulators, while shaping fund structuring and onboarding.

Qualifications

• 7–12 years of compliance experience in a registered investment adviser or private fund platform.
• Deep knowledge of Advisers Act, Reg D, Form ADV, and SEC examination standards.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts management.

Responsibilities

• Lead the SEC registration process and ongoing compliance.
• Design and implement written compliance policies for portfolio management, conflicts of interest, custody, and AML/KYC.
• Conduct annual compliance reviews, testing, and SEC examination responses.

Skills

Regulatory compliance

SEC regulations

Fund governance

Policy architecture

Interdepartmental collaboration

Education

CPA

JD

CFA

CCEP

Job description

Allocator One Group is building Infra One's US operating platform and seeking a CCO-level architect of regulatory credibility. You will design the entire regulatory operating system for a European platform entering the US markets, owning Form ADV filings and ongoing compliance across multiple fund vehicles.

You will supervise policy architecture, monitoring, and interactions with securities regulators, while shaping fund structuring and onboarding.