Remote CCO: Architect of Regulatory Platform

Allocator One GmbH; United States; Remote; USD 200.000 - 280.000; Vollzeit

Benefits dieser Stelle

Remote work

Equity 0.1%–0.3%

Zusammenfassung

Infra One is hiring a Chief Compliance Officer to architect the regulatory operating system for its US platform, interacting with SEC regimes and overseeing multi-fund governance across the Infra One portfolio. You will own Form ADV filings, develop compliance architecture, and guide GP onboarding while coordinating with platform leadership.

This role demands strategic regulatory insight, strong cross-functional collaboration, and a proven track record in private fund compliance.

Qualifikationen

• 7–12 years of compliance experience at a registered investment adviser, private fund platform, hedge fund, or PE firm.
• Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.

Aufgaben

• Lead SEC registration as private fund adviser and manage ongoing compliance.
• Design and implement written policies on PM, conflicts, fiduciary duties, custody, AML/KYC.
• Conduct annual reviews and respond to SEC inquiries.
• Stay current with SEC private fund rules and translate into Infra One policies.
• Define staffing, systems, and office infrastructure for credible substance.
• Oversee monitoring of sub-advised GPs and fund mandates compliance.
• Maintain books/records and coordinate cybersecurity compliance.
• Design and oversee monitoring across Infra One's funds.
• Perform due diligence on GP sub-advisers and retain evidence of monitoring.
• Advise Platform Head on structuring, GP selection, and investor eligibility.

Kenntnisse

Advisers Act knowledge

SEC examination standards

Form ADV filings

Governance monitoring

Conflicts of interest

Cybersecurity compliance

Ausbildung

CPA

JD

CFA

CCEP

Jobbeschreibung

Infra One is hiring a Chief Compliance Officer to architect the regulatory operating system for its US platform, interacting with SEC regimes and overseeing multi-fund governance across the Infra One portfolio. You will own Form ADV filings, develop compliance architecture, and guide GP onboarding while coordinating with platform leadership.

This role demands strategic regulatory insight, strong cross-functional collaboration, and a proven track record in private fund compliance.