Chief Compliance Architect for Private Markets Growth

Better Tomorrow Ventures

San Francisco (CA)

Hybrid

USD 257,000 - 314,000

Full time

3 days ago
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Benefits offered by this job

Equity package
Office in NY/SF
Total Rewards package

Job summary

AngelList is hiring its first in-house Chief Compliance Officer to build and scale a robust compliance program for private markets. You will own end-to-end compliance, serve as the Series 24 principal, and maintain primary relationships with FINRA, the SEC, and state regulators.

You will lead the program from a lean team, aligned with deal-flow speed and product development. You will be a trusted partner to leadership, ensure material regulatory clarity, and manage examinations and ongoing

Qualifications

  • Active Series 24 in good standing.
  • 7+ years of compliance at a FINRA-registered broker-dealer.
  • 3+ years in a senior or lead compliance role.
  • Bonus: SPVs, fund administration, or exempt offering structures.

Responsibilities

  • Own compliance end to end and serve as Series 24 principal.
  • Maintain regulatory framework and relationships with FINRA, the SEC, and state regulators.
  • Manage FINRA and SEC examinations, inquiries, and annual compliance reviews.
  • Oversee registration and licensing across jurisdictions (principals, registered reps, blue sky).
  • Administer AML/BSA program and monitor developments.

Skills

Series 24
Compliance leadership
FINRA experience
Regulatory knowledge

Tools

Regulatory tools

Job description

AngelList is hiring its first in-house Chief Compliance Officer to build and scale a robust compliance program for private markets. You will own end-to-end compliance, serve as the Series 24 principal, and maintain primary relationships with FINRA, the SEC, and state regulators.

You will lead the program from a lean team, aligned with deal-flow speed and product development. You will be a trusted partner to leadership, ensure material regulatory clarity, and manage examinations and ongoing

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