Central Supervision Analyst: AI-Driven Risk & Compliance

Rockefeller Capital Management

Trenton (NJ)

On-site

USD 80,000 - 100,000

Full time

14 days+

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Job summary

Rockefeller Capital Management in the United States seeks a Central Supervision Analyst to support the Business Supervision team. This role emphasizes control execution, surveillance, data analysis, reporting, and technology initiatives to strengthen the firm's supervision framework.

You will collaborate with Compliance, Legal, Operations, and other teams to remediate issues, conduct reviews for fraud and conduct risk, and participate in AI-enabled workflow improvements while maintaining strong

Qualifications

Bachelor’s degree preferred; 2+ years in risk, compliance, or supervisory controls.
Experience with data analytics, reporting tools, and supervisory applications.

Responsibilities

Develop and maintain reporting and surveillance tools to track trends and risks.
Monitor investment guidelines, trading restrictions, and account eligibility.
Prepare agendas, dashboards, and materials for supervisory governance.
Own and back up critical supervisory controls across AML, fraud prevention, and risk.
Assist with CIP supervision and AML surveillance activities.
Support trade surveillance and real-time monitoring.
Collaborate with stakeholders to remediate supervisory issues.
Participate in control design, testing, and validation.
Assist with AI initiatives and automation of repetitive tasks.
Provide business continuity through cross-training.