Central Risk & Compliance Review Lead

Morgan Stanley; South Jordan (UT); In loco; USD 120.000 - 180.000; Tempo pieno

Descrizione del lavoro

Morgan Stanley is seeking a Central Review Unit Risk Officer to execute comprehensive reviews across risk and regulatory domains. You will collaborate with Field Risk, Compliance, Legal, and Business partners to ensure consistent risk management practices and remediation where needed.

The role requires strong investigative and analytical abilities, and experience with securities regulations. You will participate in enterprise-wide supervisory activities and contribute to improving the control

Competenze

• Strong investigative and problem-solving abilities.
• Familiarity with SEC, FINRA and firm compliance policies.
• Excellent written and verbal communication skills.
• Ability to assess risk implications and identify trends.
• Capacity to manage large workloads independently.

Mansioni

• Execute centralized supervisory and risk reviews using established methodologies.
• Review alerts and risk indicators and document findings per procedures.
• Apply policies and regulatory requirements consistently across markets.
• Identify emerging risks and opportunities for process improvement.
• Prepare clear documentation and recommendations resulting from reviews.
• Support regulatory examinations and internal audits with analysis and SME input.

Conoscenze

Investigative skills

Problem-solving

Policy familiarity

Communication skills

Data analytics

Excel proficiency

Formazione

Bachelor's degree

Strumenti

Excel

Data analytics tools

Descrizione del lavoro

Morgan Stanley is seeking a Central Review Unit Risk Officer to execute comprehensive reviews across risk and regulatory domains. You will collaborate with Field Risk, Compliance, Legal, and Business partners to ensure consistent risk management practices and remediation where needed.

The role requires strong investigative and analytical abilities, and experience with securities regulations. You will participate in enterprise-wide supervisory activities and contribute to improving the control