Central Review Unit Risk Lead

Morgan-Stanley; South Jordan (UT); On-site; USD 120,000 - 180,000; Full time

Job summary

Morgan Stanley is seeking a Central Review Unit Risk Officer to execute comprehensive reviews, monitor regulatory compliance, and strengthen our control environment. The role partners with Compliance, Legal, and Field Risk to identify risks, document findings, and promote best practices across markets.

The candidate should bring strong investigative skills, familiarity with SEC/FINRA policies, and advanced Excel/data analytics capabilities to support regulatory examinations and control testing.

Qualifications

• Bachelor's degree or equivalent required.
• Strong investigative and problem-solving skills.
• Advanced proficiency in Excel and data analytics.

Responsibilities

• Execute centralized supervisory and risk reviews using established methodologies.
• Review supervisory alerts and risk indicators; document findings per Firm procedures.
• Identify emerging risks, control gaps, and opportunities for process improvement.
• Collaborate with Compliance, Legal, and Field Risk to resolve supervisory matters and support remediation.
• Prepare clear documentation and recommendations from centralized reviews.

Skills

Regulatory compliance

Risk assessment

Data analytics

Excel

Communication skills

Education

Bachelor's degree or equivalent

Tools

Excel

Data analytics tools

Job description

Morgan Stanley is seeking a Central Review Unit Risk Officer to execute comprehensive reviews, monitor regulatory compliance, and strengthen our control environment. The role partners with Compliance, Legal, and Field Risk to identify risks, document findings, and promote best practices across markets.

The candidate should bring strong investigative skills, familiarity with SEC/FINRA policies, and advanced Excel/data analytics capabilities to support regulatory examinations and control testing.