BSA Quality Assurance Analyst

Partnership Employment; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

Partnership Employment in New York is seeking a QA compliance professional to conduct independent QA reviews across BSA/OFAC functions, including transaction monitoring, OFAC screening, and CIP/CDD/EDD compliance.

You will evaluate documentation, identify control gaps, and prepare detailed QA reports for the BSA Officer and senior leadership, while maintaining regulatory logs, delivering training, and coordinating regulatory examinations.

Qualifications

• Experience conducting QA reviews in financial regulatory environments.
• Knowledge of BSA/AML and related regulatory requirements.

Responsibilities

• Conduct independent, objective QA reviews across BSA/OFAC functions (e.g., transaction monitoring, alert dispositioning, OFAC screening, CIP/CDD/EDD).
• Evaluate adequacy of supporting documentation and conformance with internal controls and regulatory processes.
• Identify control gaps and recommend root-cause remediation actions with timely follow-up.
• Provide detailed QA reports to the BSA Officer, Deputy BSA Officer, and QA Team Lead.
• Assist in compiling periodic compliance reports for the Board, BCC, and Senior Management.
• Maintain the regulatory/advisory control log and preserve supporting records.
• Conduct periodic BSA/AML compliance training for branch employees.
• Coordinate regulatory examinations and internal audits; ensure documentation is organized for examiners.

Skills

QA auditing

BSA/AML

Regulatory compliance

OFAC screening

CIP/CDD/EDD

Reporting

Training

Audit coordination

Job description

• Conduct independent, objective QA reviews across core BSA/OFAC functions, including transaction monitoring and alert dispositioning, OFAC screening, and Customer Identification Program (CIP) / Customer Due Diligence (CDD) / Enhanced Due Diligence (EDD) compliance.
• Evaluate the adequacy of supporting documentation and assess overall conformance with applicable internal control procedures and regulatory processes.
• Identify control gaps, recommend effective root-cause remediation actions and strategies, and conduct timely follow-up reviews to ensure proper implementation of corrective actions.
• Provide periodic, detailed reporting on QA results to the BSA Officer, Deputy BSA Officer, and QA Team Lead.
• Assist in compiling and producing various periodic reports with compliance metrics for presentation to the Board of Directors, Bank Compliance Committee (BCC), Senior Management, and front-line business units.
• Maintain the department’s regulatory and Advisory control log, preserving all supporting records regarding regulatory applicability and notifications issued to impacted business units.
• Conduct periodic BSA/AML compliance training for branch employees to improve front-line compliance.
• Assist in coordinating the regulatory examination process and internal audits. Ensure the efficient handling, organization, and delivery of documentation and information requested by examiners and auditors.