BSA/AML Compliance Analyst – Regulatory Readiness

Specialty Capital; Village of Great Neck (NY); On-site; USD 65,000 - 90,000; Full time

Job summary

Specialty Capital seeks a Compliance & BSA Analyst to support the ongoing execution of our compliance and BSA/AML programs with a regulated bank sponsor. You will help ensure regulatory readiness, assist audits, and maintain strong controls across lending, servicing, marketing, and third‑party relationships.

This hands-on role suits a candidate with foundational experience in bank or fintech compliance who understands regulatory expectations and thrives in a fast‑growing environment.

Qualifications

• 1+ year of experience in compliance, BSA/AML, risk, audit, or regulatory support within Banking/Fintech/Consumer lending.
• Strong knowledge of US financial-services regulations and BSA/AML fundamentals.
• Detail-oriented with ability to collaborate across Operations, Credit, Product, and Technology.

Responsibilities

• Support the day-to-day operation of the Compliance Management System (CMS) and update policies and risk assessments.
• Assist with bank partner due diligence, audits, and ongoing monitoring.
• Support oversight of regulatory compliance (ECOA, FCRA, TILA, UDAAP, CAN-SPAM/TCPA, E-SIGN, SCRA).
• Maintain BSA/AML policies, CDD/EDD, CIP, beneficial ownership documentation, and OFAC screening.
• Help maintain disclosures for loans and privacy notices, and ensure accuracy across internal systems and vendors.
• Support complaint management, issue tracking, and remediation tracking; coordinate with audit findings.
• Assist third‑party risk management including vendor diligence, SOC reviews, and onboarding documentation.
• Coordinate compliance and BSA/AML training and prepare reporting for leadership and bank partners.

Skills

Regulatory knowledge

Attention to detail

Cross-functional collaboration

Organizational skills

Communication

Education

Bachelor’s degree in Business/Finance/Compliance

Job description

Specialty Capital seeks a Compliance & BSA Analyst to support the ongoing execution of our compliance and BSA/AML programs with a regulated bank sponsor. You will help ensure regulatory readiness, assist audits, and maintain strong controls across lending, servicing, marketing, and third‑party relationships.

This hands-on role suits a candidate with foundational experience in bank or fintech compliance who understands regulatory expectations and thrives in a fast‑growing environment.