Brokerage Operations Specialist: Compliance & Processing

Advisor Group Inc.; Scottsdale (AZ); On-site; USD 43,000 - 48,000; Full time

Benefits offered by this job

Health insurance

Vision insurance

Dental insurance

401(k)

Paid time away

Volunteer days

Job summary

Advisor Group Inc. is seeking a Processing Specialist to join the Financial Services team in Scottsdale, AZ. This position focuses on accurately handling brokerage account documentation, including account openings and transfers, while ensuring compliance with industry standards.

The ideal candidate must have a customer-focused mindset, excellent attention to detail, and a high school diploma. Additional benefits include a competitive salary range and various health insurances.

Qualifications

• Motivation to grow a career in the Financial Services industry.
• Skills in reading and interpreting policies and technical guides.
• Internship or co-op experience preferred for new graduates.

Responsibilities

• Process brokerage account documents with high accuracy.
• Interact with financial advisors and external partners.
• Perform additional duties as assigned.
• Answer inbound calls and respond to account inquiries.
• Contribute to a positive team environment.

Skills

Customer-focused mindset

Attention to detail

Problem-solving

Time-management

Organizational skills

Proficiency with Windows

Proficiency in Microsoft Excel

Proficiency in Microsoft Word

Proficiency in Outlook

Ability to interpret policies

Education

High School Diploma or equivalent (GED)

Bachelor’s degree in business, finance, or related field

Job description

Advisor Group Inc. is seeking a Processing Specialist to join the Financial Services team in Scottsdale, AZ. This position focuses on accurately handling brokerage account documentation, including account openings and transfers, while ensuring compliance with industry standards.

The ideal candidate must have a customer-focused mindset, excellent attention to detail, and a high school diploma. Additional benefits include a competitive salary range and various health insurances.